Polyester polyols and methods of making and using the same

ABSTRACT

Polyester polyols are generally disclosed, including methods of making and using them. In some embodiments, the polyester polyols are incorporated into a block copolymer, such as a polyurethane block copolymer. In some embodiments, the polyurethane block copolymers can be used as compatibilizing agents, which can be used, for example, in polymer blends, polymer alloys, solutions, emulsions, as well as in extruded and injection molded articles. In some embodiments, at least a portion of the polyurethane block copolymer is derived from a renewable source.

CROSS-REFERENCE TO RELATED APPLICATIONS

The present application claims the benefit of priority of: U.S.Provisional Application No. 61/894,292, filed Oct. 22, 2013; U.S.Provisional Application No. 61/969,469, filed Mar. 24, 2014; U.S.Provisional Application No. 62/004,793, filed May 29, 2014; U.S.Provisional Application No. 62/013,910, filed Jun. 18, 2014; and U.S.Provisional Application No. 62/048,659, filed Sep. 10, 2014. Theforegoing applications are all hereby incorporated by reference asthough fully set forth herein in their entirety.

TECHNICAL FIELD

Polyester polyols are generally disclosed, including methods of makingand using them. In some embodiments, the polyester polyols areincorporated into a block copolymer, such as a polyurethane blockcopolymer. In some embodiments, the polyurethane block copolymers can beused as compatibilizing agents, which can be used, for example, inpolymer blends, polymer alloys, solutions, emulsions, as well as inextruded and injection molded articles. In some embodiments, at least aportion of the polyurethane block copolymer is derived from a renewablesource.

BACKGROUND

Natural oils provide chemical species that differ in structure fromthose generally obtained from traditional petroleum refining processes.In many instances, natural oils contain multifunctional moieties thatcontain, among other features, an ester or acid group and an olefinicgroup. When natural oils are refined, the products obtained from therefining process can yield unique compounds that can serve as usefulbuilding blocks for various chemical species.

Polyurethanes are a class of polymers having chains of organic unitsjoined by carbamate linkages, but which can include other linkages aswell. In many instances, polyurethanes exist as block copolymers, whereone block is formed from a prepolymer that contains carbamate linkages(e.g., a polycarbamate prepolymer) and another block is formed fromanother polymer, such as a polyester. Polyurethanes can have a widevariety of physical properties, which depend, among other factors, onthe combination and arrangement of monomers and blocks used to make thepolyurethane. In some instances, certain blocks are hard or rigid (e.g.,the polycarbamate portion) while others are soft and flexible (e.g., thepolyester portion). Alteration of the chemical structure, size and/orfrequency of these blocks in a polyurethane can allow for modificationof the properties of the resin. These options can lead to resins havinga wide array of different properties. Some of these resins can bethermosetting, while others can be thermoplastic. Because such resinscontain multiple blocks having different chemical features, they canalso be useful as compatibilizers, e.g., in a blend.

Polyurethane foams can be used for a number of different applications.Polyurethane foams may be flexible or rigid, and can be used in avariety of different applications, including, but not limited to, usefor foam insulation, use in packaging materials, and use in cushioning.Polyurethanes can also be used as elastomers. Polyurethane elastomerscan be solid or porous, with representative applications including, butnot limited to, textile fibers, coatings, sealants, adhesives, andresilient pads. Polyurethanes can also be used as thermosettingpolymers. Representative applications of polyurethane thermosetsinclude, but are not limited to, abrasion resistant wheels, mechanicalparts, and structural materials.

It is desirable to expand the chemical structures present inpolyurethanes, so as to expand the useful properties that can beprovided by the polymers. For example, properties such as flexibility,toughness, etc. can be improved by incorporating chemical groups thatlower the modulus or that can absorb energy, respectively. One may alsobe able to improve the effectiveness of the polyurethane as acompatibilizer by incorporating new chemical groups into one or more ofthe blocks. This expansion of chemical structures may be accomplishedthrough post-polymerization processing, such as reaction with otherreagents or blending with other polymers. It may be desirable, however,to expand the chemical structures by introducing new chemical structuresin the monomeric building blocks from which the polyurethane resin isformed.

Thus, there is a continuing need to develop new materials that can beincorporated into polymeric materials, such as polyurethanes, so as todevelop resins having new and useful properties. Consistent with that,there is a continuing need to expand the range of available polyesterpolyols that, among other available uses, can be incorporated intopolyurethanes and thereby obtain resins having properties, such ascompatibilizing properties, that would not otherwise be possible.

SUMMARY

In a first aspect, the disclosure provides polyester polyols thatinclude, among other features, one or more constitutional unitsaccording to formula (I):

wherein X¹ is C₈₋₃₆ alkylene, C₈₋₃₆ alkenylene, C₈₋₃₆ heteroalkylene, orC₈₋₃₆ heteroalkenylene, each of which is optionally substituted one ormore times by substituents selected independently from R¹; and

R¹ is a halogen atom, —OH, —NH₂, C₁₋₆ alkyl, C₁₋₆ heteroalkyl, C₂₋₆alkenyl, C₂₋₆ heteroalkenyl, C₃₋₁₀ cycloalkyl, or C₂₋₁₀heterocycloalkyl.

In a second aspect, the disclosure provides polyester polyols, which areformed from a reaction mixture comprising: a first short-chain diol; anda diacid or an ester thereof. In some embodiments, the diacid or esterthereof, is a C₁₁₋₂₄ aliphatic straight-chain diacid, or an esterthereof. In some other embodiments, the diacid or ester thereof, is aC₁₄₋₂₄ aliphatic straight-chain diacid, or an ester thereof.

In a third aspect, the disclosure provides a block copolymer having twoor more different blocks, including a first block and a second block,where the first block is a polycarbamate block that can be formed from adiisocyanate prepolymer, and the second block is a polyester block thatis formed from a polyester polyol of the first or second aspects, or anyembodiments thereof.

In a fourth aspect, the disclosure provides a polymer compositionincluding a polymer, such as a non-polar polymer, and a block copolymerof the third aspect, or any embodiments thereof. In some embodiments,the polymer composition is a blend or alloy. In some such embodiments,the blend or alloy has one or more solid or semi-solid surfaces, whichare paintable. In some other embodiments, the polymer composition is asolution or an emulsion. In some other embodiments, the polymercomposition is a multi-layered (e.g., bilayered) structure, where onelayer includes the polymer and the other layer includes the blockcopolymer. In some embodiments, the polymer composition is an extrudedor an injection molded article.

In a fifth aspect, the disclosure provides a polymer compositionincluding two or more different polymers (e.g., having a difference inpolarity) and a block copolymer of the third aspect, or any embodimentsthereof. In some embodiments, the polymer composition is a blend oralloy. In some such embodiments, the blend or alloy has one or moresolid or semi-solid surfaces, which are paintable. In some otherembodiments, the polymer composition is a solution or an emulsion. Insome other embodiments, the polymer composition is a multi-layered(e.g., bilayered) structure, where one layer includes the polymer andthe other layer includes the block copolymer. In some embodiments, thepolymer composition is an extruded or an injection molded article. Insome embodiments, the two or more polymers are not readily miscible, andthe block copolymer acts to reduce the degree of phase separation in thepolymer composition.

Further aspects and embodiments are provided in the foregoing drawings,detailed description, and claims.

BRIEF DESCRIPTION OF THE DRAWINGS

The following drawings are provided to illustrate certain embodimentsdescribed herein. The drawings are merely illustrative, and are notintended to limit the scope of claimed inventions and are not intendedto show every potential feature or embodiment of the claimed inventions.The drawings are not necessarily drawn to scale; in some instances,certain elements of the drawing may be enlarged with respect to otherelements of the drawing for purposes of illustration.

FIG. 1 depicts a polymer composition that includes a blend or alloy oftwo polymers, where one of the polymers is a block copolymer accordingto certain embodiments disclosed herein.

FIG. 2 depicts a polymer composition that includes a blend or alloy ofthree polymers, where one of the polymers is a block copolymer accordingto certain embodiments disclosed herein.

FIG. 3 depicts a polymer composition that includes a blend or alloy oftwo polymers, where one of the polymers is a block copolymer accordingto certain embodiments disclosed herein, wherein a coated or paintedlayer is disposed on at least one surface of the polymer composition.

FIG. 4 depicts a polymer composition that includes a blend or alloy oftwo polymers, where one of the polymers is a block copolymer accordingto certain embodiments disclosed herein, wherein a further layer isdisposed on at least one surface of the polymer composition (e.g., bywelding, laminating, etc.).

FIG. 5 depicts a polymer composition that includes a polymer layer,wherein a further layer, which includes a block copolymer according tocertain embodiments disclosed herein, is disposed on the polymer layer.

FIG. 6 depicts a polymer composition that includes two polymer layers,wherein a further layer, which includes a block copolymer according tocertain embodiments disclosed herein, is disposed between the twopolymer layers.

FIG. 7 depicts the stress (in MPa) plotted against the strain (in %increase of original length) for polyurethane block copolymers madeusing polyester polyols using adipic acid and octadecanedioic acid.Stress and strain were measured on a 2-mm-thick polyurethane sheet,according to the American Society for the Testing of Materials (ASTM)Test No. D412.

DETAILED DESCRIPTION

The following description recites various aspects and embodiments of theinventions disclosed herein. No particular embodiment is intended todefine the scope of the invention. Rather, the embodiments providenon-limiting examples of various compositions, and methods that areincluded within the scope of the claimed inventions. The description isto be read from the perspective of one of ordinary skill in the art.Therefore, information that is well known to the ordinarily skilledartisan is not necessarily included.

DEFINITIONS

The following terms and phrases have the meanings indicated below,unless otherwise provided herein. This disclosure may employ other termsand phrases not expressly defined herein. Such other terms and phrasesshall have the meanings that they would possess within the context ofthis disclosure to those of ordinary skill in the art. In someinstances, a term or phrase may be defined in the singular or plural. Insuch instances, it is understood that any term in the singular mayinclude its plural counterpart and vice versa, unless expresslyindicated to the contrary.

As used herein, the singular forms “a,” “an,” and “the” include pluralreferents unless the context clearly dictates otherwise. For example,reference to “a substituent” encompasses a single substituent as well astwo or more substituents, and the like.

As used herein, “for example,” “for instance,” “such as,” or “including”are meant to introduce examples that further clarify more generalsubject matter. Unless otherwise expressly indicated, such examples areprovided only as an aid for understanding embodiments illustrated in thepresent disclosure, and are not meant to be limiting in any fashion. Nordo these phrases indicate any kind of preference for the disclosedembodiment.

As used herein, “polymer” refers to a substance having a chemicalstructure that includes the multiple repetition of constitutional unitsformed from substances of comparatively low relative molecular massrelative to the molecular mass of the polymer. The term “polymer”includes soluble and/or fusible molecules having chains of repeat units,and also includes insoluble and infusible networks.

As used herein, “monomer” refers to a substance that can undergo apolymerization reaction to contribute constitutional units to thechemical structure of a polymer.

As used herein, “prepolymer” refers to a polymer that can undergofurther reaction to contribute constitutional units to the chemicalstructure of a different polymer.

As used herein, “polymer sequence” refers generically to any speciesformed from a reaction of monomers. In some instances, a “polymersequence” can refer to an entire polymer molecule or copolymer molecule,such as, for example, with a homopolymer or an alternating copolymer. Inother instances, a “polymer sequence” can refer to a portion of apolymer molecule, such as a block within a block copolymer.

As used herein, “copolymer” refers to a polymer having constitutionalunits formed from more than one species of monomer.

As used herein, “block copolymer” refers to a copolymer having two ormore different blocks of polymerized monomers, i.e., different polymersequences.

As used herein, “polyurethane” refers to a polymer comprising two ormore urethane (or carbamate) linkages. Other types of linkages can beincluded, however. For example, in some instances, the polyurethane orpolycarbamate can contain urea linkages, formed, for example, when twoisocyanate groups can react. In some other instances, a urea or urethanegroup can further react to form further groups, including, but notlimited to, an allophanate group, a biuret group, or a cyclicisocyanurate group. In some embodiments, at least 70%, or at least 80%,or at least 90%, or at least 95% of the linkages in the polyurethane orpolycarbamate are urethane linkages. Further, in the context of a blockcopolymer, the term “polyurethane block copolymer” refers to a blockcopolymer, where one or more of the blocks are a polyurethane or apolycarbamate. Other blocks in the “polyurethane block copolymer” maycontain few, if any, urethane linkages. For example, in somepolyurethane block copolymers, at least one of the blocks is a polyetheror a polyester and one or more other blocks are polyurethanes orpolycarbamates.

As used herein, “polyester” refers to a polymer comprising two or moreester linkages. Other types of linkages can be included, however. Insome embodiments, at least 80%, or at least 90%, or at least 95% of thelinkages in the polyester are ester linkages. The term can refer to anentire polymer molecule, or can also refer to a particular polymersequence, such as a block within a block copolymer.

As used herein, “polyether” refers to a polymer comprising two or moreether linkages. Other types of linkages can be included, however. Insome embodiments, at least 80%, or at least 90%, or at least 95% of thelinkages in the polyether are ether linkages. The term can refer to anentire polymer molecule, or can also refer to a particular polymersequence, such as a block within a block copolymer.

As used herein, “reaction” and “chemical reaction” refer to theconversion of a substance into a product, irrespective of reagents ormechanisms involved.

As used herein, “reaction product” refers to a substance produced from achemical reaction of one or more reactant substances.

The term “group” refers to a linked collection of atoms or a single atomwithin a molecular entity, where a molecular entity is anyconstitutionally or isotopically distinct atom, molecule, ion, ion pair,radical, radical ion, complex, conformer etc., identifiable as aseparately distinguishable entity. The description of a group as being“formed by” a particular chemical transformation does not imply thatthis chemical transformation is involved in making the molecular entitythat includes the group.

The term “functional group” refers to a group that includes one or aplurality of atoms other than hydrogen and sp³ carbon atoms. Examples offunctional groups include but are not limited to hydroxyl, protectedhydroxyl, ether, ketone, ester, carboxylic acid, cyano, amido,isocyanate, urethane, urea, protected amino, thiol, sulfone, sulfoxide,phosphine, phosphite, phosphate, halide, and the like.

As used herein, “mix” or “mixed” or “mixture” refers broadly to anycombining of two or more compositions. The two or more compositions neednot have the same physical state; thus, solids can be “mixed” withliquids, e.g., to form a slurry, suspension, or solution. Further, theseterms do not require any degree of homogeneity or uniformity ofcomposition. This, such “mixtures” can be homogeneous or heterogeneous,or can be uniform or non-uniform. Further, the terms do not require theuse of any particular equipment to carry out the mixing, such as anindustrial mixer.

As used herein, “metathesis catalyst” includes any catalyst or catalystsystem that catalyzes an olefin metathesis reaction.

As used herein, “natural oil,” “natural feedstock,” or “natural oilfeedstock” refer to oils derived from plants or animal sources. Theseterms include natural oil derivatives, unless otherwise indicated. Theterms also include modified plant or animal sources (e.g., geneticallymodified plant or animal sources), unless indicated otherwise. Examplesof natural oils include, but are not limited to, vegetable oils, algaeoils, fish oils, animal fats, tall oils, derivatives of these oils,combinations of any of these oils, and the like. Representativenon-limiting examples of vegetable oils include rapeseed oil (canolaoil), coconut oil, corn oil, cottonseed oil, olive oil, palm oil, peanutoil, safflower oil, sesame oil, soybean oil, sunflower oil, linseed oil,palm kernel oil, tung oil, jatropha oil, mustard seed oil, pennycressoil, camelina oil, hempseed oil, and castor oil. Representativenon-limiting examples of animal fats include lard, tallow, poultry fat,yellow grease, and fish oil. Tall oils are by-products of wood pulpmanufacture. In some embodiments, the natural oil or natural oilfeedstock comprises one or more unsaturated glycerides (e.g.,unsaturated triglycerides). In some such embodiments, the natural oilfeedstock comprises at least 50% by weight, or at least 60% by weight,or at least 70% by weight, or at least 80% by weight, or at least 90% byweight, or at least 95% by weight, or at least 97% by weight, or atleast 99% by weight of one or more unsaturated triglycerides, based onthe total weight of the natural oil feedstock.

As used herein, “natural oil derivatives” refers to the compounds ormixtures of compounds derived from a natural oil using any one orcombination of methods known in the art. Such methods include but arenot limited to saponification, fat splitting, transesterification,esterification, hydrogenation (partial, selective, or full),isomerization, oxidation, and reduction. Representative non-limitingexamples of natural oil derivatives include gums, phospholipids,soapstock, acidulated soapstock, distillate or distillate sludge, fattyacids and fatty acid alkyl ester (e.g. non-limiting examples such as2-ethylhexyl ester), hydroxy substituted variations thereof of thenatural oil. For example, the natural oil derivative may be a fatty acidmethyl ester (“FAME”) derived from the glyceride of the natural oil. Insome embodiments, a feedstock includes canola or soybean oil, as anon-limiting example, refined, bleached, and deodorized soybean oil(i.e., RBD soybean oil). Soybean oil typically comprises about 95%weight or greater (e.g., 99% weight or greater) triglycerides of fattyacids. Major fatty acids in the polyol esters of soybean oil includesaturated fatty acids, as a non-limiting example, palmitic acid(hexadecanoic acid) and stearic acid (octadecanoic acid), andunsaturated fatty acids, as a non-limiting example, oleic acid(9-octadecenoic acid), linoleic acid (9,12-octadecadienoic acid), andlinolenic acid (9,12,15-octadecatrienoic acid).

As used herein, “metathesize” or “metathesizing” refer to the reactingof a feedstock in the presence of a metathesis catalyst to form a“metathesized product” comprising new olefinic compounds, i.e.,“metathesized” compounds. Metathesizing is not limited to any particulartype of olefin metathesis, and may refer to cross-metathesis (i.e.,co-metathesis), self-metathesis, ring-opening metathesis, ring-openingmetathesis polymerizations (“ROMP”), ring-closing metathesis (“RCM”),and acyclic diene metathesis (“ADMET”). In some embodiments,metathesizing refers to reacting two triglycerides present in a naturalfeedstock (self-metathesis) in the presence of a metathesis catalyst,wherein each triglyceride has an unsaturated carbon-carbon double bond,thereby forming a new mixture of olefins and esters which may include atriglyceride dimer. Such triglyceride dimers may have more than oneolefinic bond, thus higher oligomers also may form. Additionally, insome other embodiments, metathesizing may refer to reacting an olefin,such as ethylene, and a triglyceride in a natural feedstock having atleast one unsaturated carbon-carbon double bond, thereby forming newolefinic molecules as well as new ester molecules (cross-metathesis).

The term “metathesized natural oil” refers to the metathesis reactionproduct of a natural oil in the presence of a metathesis catalyst, wherethe metathesis product includes a new olefinic compound. A metathesizednatural oil may include a reaction product of two triglycerides in anatural feedstock (self-metathesis) in the presence of a metathesiscatalyst, where each triglyceride has an unsaturated carbon-carbondouble bond, and where the reaction product includes a “natural oiloligomer” having a new mixture of olefins and esters that may includeone or more of metathesis monomers, metathesis dimers, metathesistrimers, metathesis tetramers, metathesis pentamers, and higher ordermetathesis oligomers (e.g., metathesis hexamers). A metathesized naturaloil may include a reaction product of a natural oil that includes morethan one source of natural oil (e.g., a mixture of soybean oil and palmoil). A metathesized natural oil may include a reaction product of anatural oil that includes a mixture of natural oils and natural oilderivatives.

As used herein, “ester” or “esters” refer to compounds having thegeneral formula: R—COO—R′, wherein R and R′ denote any organic group(such as alkyl, aryl, or silyl groups) including those bearingheteroatom-containing substituent groups. In certain embodiments, R andR′ denote alkyl, alkenyl, aryl, or alcohol groups. In certainembodiments, the term “esters” may refer to a group of compounds withthe general formula described above, wherein the compounds havedifferent carbon lengths.

As used herein, “alcohol” or “alcohols” refer to compounds having thegeneral formula: R—OH, wherein R denotes any organic moiety (such asalkyl, aryl, or silyl groups), including those bearingheteroatom-containing substituent groups. In certain embodiments, Rdenotes alkyl, alkenyl, aryl, or alcohol groups. In certain embodiments,the term “alcohol” or “alcohols” may refer to a group of compounds withthe general formula described above, wherein the compounds havedifferent carbon lengths. The term “hydroxyl” refers to a —OH moiety. Insome cases, an alcohol can have more than two or more hydroxyl groups.As used herein, “diol” and “polyol” refer to alcohols having two or morehydroxyl groups. A “polyester polyol” is a polyester polymer orprepolymer having two or more hydroxyl groups.

As used herein, “amine” or “amines” refer to compounds having thegeneral formula: R—N(R′)(R″), wherein R, R′, and R″ denote a hydrogen oran organic moiety (such as alkyl, aryl, or silyl groups), includingthose bearing heteroatom-containing substituent groups. In certainembodiments, R, R′, and R″ denote a hydrogen or an alkyl, alkenyl, aryl,or alcohol groups. In certain embodiments, the term “amines” may referto a group of compounds with the general formula described above,wherein the compounds have different carbon lengths. The term “amino”refers to a —N(R)(R′) moiety. In some cases, an alcohol can have morethan two or more amino groups. As used herein, “diamine” and “polyamine”refer to amines having two or more amino groups.

As used herein, “isocyanate” or “isocyanates” refer to compounds havingthe general formula: R—NCO, wherein R denotes any organic moiety (suchas alkyl, aryl, or silyl groups), including those bearingheteroatom-containing substituent groups. In certain embodiments, Rdenotes alkyl, alkenyl, aryl, or alcohol groups. In certain embodiments,the term “isocyanate” or “isocyanates” may refer to a group of compoundswith the general formula described above, wherein the compounds havedifferent carbon lengths. The term “isocyanato” refers to a —NCO moiety.In some cases, an isocyanate can have more than two or more isocyanatogroups. As used herein, “diisocyanate” and “polyisocyanate” refer toisocyanates having two or more isocyanato groups.

As used herein, “hydrocarbon” refers to an organic group composed ofcarbon and hydrogen, which can be saturated or unsaturated, and caninclude aromatic groups. The term “hydrocarbyl” refers to a monovalentor polyvalent (e.g., divalent or higher) hydrocarbon moiety. In someinstances, a divalent hydrocarbyl group can be referred to as a“hydrocarbylene” group.

As used herein, “olefin” or “olefins” refer to compounds having at leastone unsaturated carbon-carbon double bond. In certain embodiments, theterm “olefins” refers to a group of unsaturated carbon-carbon doublebond compounds with different carbon lengths. Unless noted otherwise,the terms “olefin” or “olefins” encompasses “polyunsaturated olefins” or“poly-olefins,” which have more than one carbon-carbon double bond. Asused herein, the term “monounsaturated olefins” or “mono-olefins” refersto compounds having only one carbon-carbon double bond.

In some instances, the olefin can be an “alkene,” which refers to astraight- or branched-chain non-aromatic hydrocarbon having 2 to 30carbon atoms and one or more carbon-carbon double bonds, which may beoptionally substituted, as herein further described, with multipledegrees of substitution being allowed. A “monounsaturated alkene” refersto an alkene having one carbon-carbon double bond, while a“polyunsaturated alkene” refers to an alkene having two or morecarbon-carbon double bonds. A “lower alkene,” as used herein, refers toan alkene having from 2 to 8 carbon atoms.

As used herein, “alpha-olefin” refers to an olefin (as defined above)that has a terminal carbon-carbon double bond. In some embodiments, thealpha-olefin is a terminal alkene, which is an alkene (as defined above)having a terminal carbon-carbon double bond. Additional carbon-carbondouble bonds can be present.

As used herein, “alkyl” refers to a straight or branched chain saturatedhydrocarbon having 1 to 30 carbon atoms, which may be optionallysubstituted, as herein further described, with multiple degrees ofsubstitution being allowed. Examples of “alkyl,” as used herein,include, but are not limited to, methyl, ethyl, n-propyl, isopropyl,isobutyl, n-butyl, sec-butyl, tert-butyl, isopentyl, n-pentyl,neopentyl, n-hexyl, and 2-ethylhexyl. The number carbon atoms in analkyl group is represented by the phrase “C_(x-y) alkyl,” which refersto an alkyl group, as herein defined, containing from x to y, inclusive,carbon atoms. Thus, “C₁₋₆ alkyl” represents an alkyl chain having from 1to 6 carbon atoms and, for example, includes, but is not limited to,methyl, ethyl, n-propyl, isopropyl, isobutyl, n-butyl, sec-butyl,tert-butyl, isopentyl, n-pentyl, neopentyl, and n-hexyl. In someinstances, the “alkyl” group can be divalent, in which case the groupcan alternatively be referred to as an “alkylene” group. Also, in someinstances, one or more of the carbon atoms in the alkyl or alkylenegroup can be replaced by a heteroatom (e.g., selected from nitrogen,oxygen, or sulfur, including N-oxides, sulfur oxides, and sulfurdioxides, where feasible), and is referred to as a “heteroalkyl” or“heteroalkylene” group. In some instances, one or more of the carbonatoms in the alkyl or alkylene group can be replaced by an oxygen atom,and is referred to as an “oxyalkyl” or “oxyalkylene” group.

As used herein, “alkenyl” refers to a straight or branched chainnon-aromatic hydrocarbon having 2 to 30 carbon atoms and having one ormore carbon-carbon double bonds, which may be optionally substituted, asherein further described, with multiple degrees of substitution beingallowed. Examples of “alkenyl,” as used herein, include, but are notlimited to, ethenyl, 2-propenyl, 2-butenyl, and 3-butenyl. The numbercarbon atoms in an alkenyl group is represented by the phrase “C_(x-y)alkenyl,” which refers to an alkenyl group, as herein defined,containing from x to y, inclusive, carbon atoms. Thus, “C₂₋₆ alkenyl”represents an alkenyl chain having from 2 to 6 carbon atoms and, forexample, includes, but is not limited to, ethenyl, 2-propenyl,2-butenyl, and 3-butenyl. In some instances, the “alkenyl” group can bedivalent, in which case the group can alternatively be referred to as an“alkenylene” group. Also, in some instances, one or more of thesaturated carbon atoms in the alkenyl or alkenylene group can bereplaced by a heteroatom (e.g., selected from nitrogen, oxygen, orsulfur, including N-oxides, sulfur oxides, and sulfur dioxides, wherefeasible), and is referred to as a “heteroalkenyl” or “heteroalkenylene”group. In some instances, one or more of the carbon atoms in the alkenylor alkenylene group can be replaced by an oxygen atom, and is referredto as an “oxyalkenyl” or “oxyalkenylene” group.

As used herein, “cycloalkyl” refers to a 3- to 24-membered, cyclichydrocarbon ring, which may be optionally substituted as herein furtherdescribed, with multiple degrees of substitution being allowed. Such“cycloalkyl” groups are monocyclic or polycyclic. The term “cycloalkyl,”as used herein, does not include ring systems that contain aromaticrings, but does include ring systems that can have one or more degreesof unsaturation. Examples of “cycloalkyl” groups, as used herein,include, but are not limited to, cyclopropyl, cyclobutyl, cyclopentyl,cyclohexyl, cycloheptyl, 1-norbornyl, 2-norbornyl, 7-norbornyl,1-adamantyl, and 2-adamantyl. In some instances, the “cycloalkyl” groupcan be divalent, in which case the group can alternatively be referredto as a “cycloalkylene” group. Also, in some instances, one or more ofthe carbon atoms in the cycloalkyl or cycloalkylene group can bereplaced by a heteroatom (e.g., selected from nitrogen, oxygen, orsulfur, including N-oxides, sulfur oxides, and sulfur dioxides, wherefeasible), and is referred to as a “heterocycloalkyl” or“heterocycloalkylene” group.

As used herein, “alkoxy” refers to —OR, where R is an alkyl group (asdefined above). The number carbon atoms in an alkyl group is representedby the phrase “C_(x-y) alkoxy,” which refers to an alkoxy group havingan alkyl group, as herein defined, containing from x to y, inclusive,carbon atoms.

As used herein, “halogen” or “halo” refers to fluorine, chlorine,bromine, and/or iodine. In some embodiments, the terms refer to fluorineand/or chlorine. As used herein, “haloalkyl” or “haloalkoxy” refer toalkyl or alkoxy groups, respectively, substituted by one or more halogenatoms. The terms “perfluoroalkyl” or “perfluoroalkoxy” refer to alkylgroups and alkoxy groups, respectively, where every available hydrogenis replaced by fluorine.

As used herein, “substituted” refers to substitution of one or morehydrogens of the designated moiety with the named substituent orsubstituents, multiple degrees of substitution being allowed unlessotherwise stated, provided that the substitution results in a stable orchemically feasible compound. A stable compound or chemically feasiblecompound is one in which the chemical structure is not substantiallyaltered when kept at a temperature from about −80° C. to about +40° C.,in the absence of moisture or other chemically reactive conditions, forat least a week. As used herein, the phrases “substituted with one ormore . . . ” or “substituted one or more times . . . ” refer to a numberof substituents that equals from one to the maximum number ofsubstituents possible based on the number of available bonding sites,provided that the above conditions of stability and chemical feasibilityare met.

As used herein, “optionally” means that the subsequently describedevent(s) may or may not occur. In some embodiments, the optional eventdoes not occur. In some other embodiments, the optional event does occurone or more times.

As used herein, “comprise” or “comprises” or “comprising” or “comprisedof” refer to groups that are open, meaning that the group can includeadditional members in addition to those expressly recited. For example,the phrase, “comprises A” means that A must be present, but that othermembers can be present too. The terms “include,” “have,” and “composedof” and their grammatical variants have the same meaning. In contrast,“consist of” or “consists of” or “consisting of” refer to groups thatare closed. For example, the phrase “consists of A” means that A andonly A is present.

As used herein, “or” is to be given its broadest reasonableinterpretation, and is not to be limited to an either/or construction.Thus, the phrase “comprising A or B” means that A can be present and notB, or that B is present and not A, or that A and B are both present.Further, if A, for example, defines a class that can have multiplemembers, e.g., A₁ and A₂, then one or more members of the class can bepresent concurrently.

As used herein, the various functional groups represented will beunderstood to have a point of attachment at the functional group havingthe hyphen or dash (-) or an asterisk (*). In other words, in the caseof —CH₂CH₂CH₃, it will be understood that the point of attachment is theCH₂ group at the far left. If a group is recited without an asterisk ora dash, then the attachment point is indicated by the plain and ordinarymeaning of the recited group.

As used herein, multi-atom bivalent species are to be read from left toright. For example, if the specification or claims recite A-D-E and D isdefined as —OC(O)—, the resulting group with D replaced is: A-OC(O)-Eand not A-C(O)O-E.

Other terms are defined in other portions of this description, eventhough not included in this subsection.

Polyester Polyols

In at least one aspect, the disclosure provides polyester polyols thatcontain a long-chain aliphatic group as part of one or more of itsrepeating constitutional units. In some embodiments, the constitutionalunits containing the long-chain aliphatic group are derived from adibasic acid, or an ester thereof. In some such embodiments, thepolyester polyol contains other constitutional units, for example,constitutional units derived from one or more diols, which can reactwith the dibasic acids/esters to form a polyester.

In some embodiments, the polyester polyols include constitutional unitsderives from dibasic acids or esters thereof. In some such embodiments,the polyester polyols include, among other features, one or moreconstitutional units according to formula (I):

wherein X¹ is C₈₋₃₆ alkylene, C₈₋₃₆ alkenylene, C₈₋₃₆ heteroalkylene, orC₈₋₃₆ heteroalkenylene, each of which is optionally substituted one ormore times by substituents selected independently from R¹; and

R¹ is a halogen atom, —OH, —NH₂, C₁₋₆ alkyl, C₁₋₆ heteroalkyl, C₂₋₆alkenyl, C₂₋₆ heteroalkenyl, C₃₋₁₀ cycloalkyl, or C₂₋₁₀heterocycloalkyl.

In some embodiments, X¹ is C₁₀₋₃₆ alkylene, C₁₀₋₃₆ alkenylene, C₁₀₋₃₆heteroalkylene, or C₁₀₋₃₆ heteroalkenylene, each of which is optionallysubstituted one or more times by substituents selected independentlyfrom R¹. In some embodiments, X¹ is C₁₂₋₃₆ alkylene, C₁₂₋₃₆ alkenylene,C₁₂₋₃₆ heteroalkylene, or C₁₂₋₃₆ heteroalkenylene, each of which isoptionally substituted one or more times by substituents selectedindependently from R¹.

In some embodiments, X¹ is C₈₋₃₆ alkylene, C₈₋₃₆ alkenylene, or C₄₋₃₆oxyalkylene, each of which is optionally substituted one or more timesby substituents selected from the group consisting of a halogen atom,—OH, —O(C₁₋₆ alkyl), —NH₂, —NH(C₁₋₆ alkyl), and —N(C₁₋₆ alkyl)₂.

In some embodiments, X¹ is C₁₀₋₃₆ alkylene or C₁₀₋₃₆ alkenylene, each ofwhich is optionally substituted one or more times by substituentsselected from the group consisting of a halogen atom, —OH, —O(C₁₋₆alkyl), —NH₂, —NH(C₁₋₆ alkyl), and —N(C₁₋₆ alkyl)₂. In some embodiments,X¹ is C₁₂₋₃₆ alkylene or C₁₂₋₃₆ alkenylene, each of which is optionallysubstituted one or more times by substituents selected from the groupconsisting of a halogen atom, —OH, —O(C₁₋₆ alkyl), —NH₂, —NH(C₁₋₆alkyl), and —N(C₁₋₆ alkyl)₂.

In some embodiments, X¹ is C₈₋₃₆ alkylene, C₈₋₃₆ alkenylene, or C₄₋₃₆oxyalkylene, each of which is optionally substituted one or more timesby —OH. In some embodiments, X¹ is C₁₀₋₃₆ alkylene or C₁₀₋₃₆ alkenylene,each of which is optionally substituted one or more times by —OH. Insome embodiments, X¹ is C₁₂₋₃₆ alkylene or C₁₂₋₃₆ alkenylene, each ofwhich is optionally substituted one or more times by —OH. In someembodiments, X¹ is C₁₂₋₃₆ alkylene, which is optionally substituted oneor more times by —OH.

In some embodiments, X¹ is —(CH₂)₈—, —(CH₂)₉—, —(CH₂)₁₀—, —(CH₂)₁₁—,—(CH₂)₁₂—, —(CH₂)₁₃—, —(CH₂)₁₄—, —(CH₂)₁₅—, —(CH₂)₁₆—, —(CH₂)₁₇—,—(CH₂)₁₈—, —(CH₂)₁₉—, —(CH₂)₂₀—, —(CH₂)₂₁—, or —(CH₂)₂₂—. In someembodiments, X¹ is —(CH₂)₉—, —(CH₂)₁₂—, or —(CH₂)₁₆—. In someembodiments, X¹ is —(CH₂)₁₆—.

The polyester polyols disclosed herein include additional constitutionalunits as well. In some embodiments, the additional constitutional unitsinclude constitutional units derived from diols. Thus, in someembodiments, the polyester polyol further includes one or moreconstitutional units according to formula (II):

wherein X² is C₂₋₁₈ hydrocarbylene, where one or more saturated carbonatoms of the hydrocarbylene group are optionally replaced by oxygen,nitrogen, sulfur, or silicon.

In some embodiments, X² is C₂₋₁₈ alkylene, C₂₋₁₈ alkenylene, C₂₋₁₈heteroalkylene, or C₂₋₁₈ heteroalkenylene, each of which is optionallysubstituted one or more times by substituents selected independentlyfrom the group consisting of: a halogen atom, —OH, —NH₂, C₁₋₆ alkyl,C₁₋₆ heteroalkyl, C₂₋₆ alkenyl, C₂₋₆ heteroalkenyl, C₃₋₁₀ cycloalkyl,and C₂₋₁₀ heterocycloalkyl.

In some embodiments, X² is C₂₋₁₈ alkylene, C₂₋₁₈ alkenylene, or C₂₋₁₈oxyalkylene, each of which is optionally substituted one or more timesby substituents selected from the group consisting of a halogen atom,—OH, —O(C₁₋₆ alkyl), —NH₂, —NH(C₁₋₆ alkyl), and —N(C₁₋₆ alkyl)₂.

In some such embodiments, X² is C₂₋₁₈ alkylene or C₂₋₁₈ alkenylene, eachof which is optionally substituted one or more times by substituentsselected from the group consisting of a halogen atom, —OH, —O(C₁₋₆alkyl), —NH₂, —NH(C₁₋₆ alkyl), and —N(C₁₋₆ alkyl)₂. In some embodiments,X² is C₂₋₁₈ alkylene, which is optionally substituted one or more timesby substituents selected from the group consisting of a halogen atom,—OH, —O(C₁₋₆ alkyl), —NH₂, —NH(C₁₋₆ alkyl), and —N(C₁₋₆ alkyl)₂.

In some embodiments, X² is C₂₋₁₈ alkylene, C₂₋₁₈ alkenylene, or C₂₋₁₈oxyalkylene, each of which is optionally substituted one or more timesby —OH. In some embodiments, X² is C₂₋₁₈ alkylene or C₂₋₁₈ alkenylene,each of which is optionally substituted one or more times by —OH. Insome embodiments, X² is C₂₋₁₈ alkylene, which is optionally substitutedone or more times by —OH.

In some embodiments, X² is —(CH₂)₂—, —(CH₂)₃—, —(CH₂)₄—, —(CH₂)₅—,—(CH₂)₆—, —(CH₂)₇—, —(CH₂)₈—, —(CH₂)₈—, —(CH₂)₁₀—, —(CH₂)₁₁—, —(CH₂)₁₂—,—(CH₂)₁₃—, —(CH₂)₁₄—, —(CH₂)₁₅—, or —(CH₂)₁₆—. In some embodiments, X²is —(CH₂)₄—, —(CH₂)₆—, or —(CH₂)₈—.

In some embodiments, X² is a branched C₂₋₁₈ alkylene, a branched C₂₋₁₈alkenylene, or a branched C₂₋₁₈ oxyalkylene, each of which is optionallysubstituted one or more times by —OH. In some embodiments, X² is abranched C₂₋₁₈ alkylene or a branched C₂₋₁₈ alkenylene, each of which isoptionally substituted one or more times by —OH. In some embodiments, X²is a branched C₂₋₁₈ alkylene, which is optionally substituted one ormore times by —OH.

In some embodiments, X² is —(CH₂)₀₋₃—CH(CH₃)—(CH₂)₀₋₃— or—(CH₂)₀₋₃—C(CH₃)₂—(CH₂)₀₋₃—. In some embodiments, X² is—(CH₂)₀₋₃—CH(CH₃)—(CH₂)₀₋₃—. In some embodiments, X² is —CH₂—CH(CH₃)— or—CH(CH₃)—CH₂—.

Other constitutional units can also be included. The polyester polyolsdisclosed herein, however, are predominantly made up of constitutionalunits joined by ester groups, e.g., ester groups formed fromcondensation reactions of diols with dibasic acids or esters thereof. Insome embodiments, at least 70% of the constitutional units, or at least80% of the constitutional units, or at least 85% of the constitutionalunits, or at least 90% of the constitutional units, or at least 95% ofthe constitutional units, or at least 97% of the constitutional units,in the polyester polyol are joined to one or more other constitutionalunits by an ester linkage, based on the total number of constitutionalunits in the polyester polyol.

In some embodiments, the polyester polyol includes at least two freehydroxyl groups, e.g., which are free to react with other groups (acids,isocyanates, and the like) to form graft copolymers or block copolymers.In some such embodiments, at least two of the two or more free hydroxylgroups are attached to a primary carbon, i.e., meaning that the hydroxylis bonded to a carbon atom that is attached to only one other carbonatom, i.e., is part of a —CH₂—OH moiety.

The polyester polyols can be made in any suitable manner. In someembodiments, they can be formed from a reaction mixture that includes,among other things, diols, such as short-chain diols, and dibasic acids(or esters thereof). In some such embodiments, the polyol esters can beformed by condensation reactions.

Any suitable acid or ester can be used. In some embodiments, the acid orester is 1,11-undecanedioic acid, 1,12-dodecanedioic acid,1,13-tridecanedioic acid, 1,14-tetradecanedioic acid,1,15-pentadecanedioic acid, 1,16-hexadecanedioic acid,1,17-heptadecane-dioic acid, 1,18-octadecanedioic acid,1,19-nonadecanedioic acid, 1,20-icosanedioic acid, 1,21-henicosanedioicacid, 1,22-docosanedioic acid, 1,23-tricosanedioic acid,1,24-tetracosanedioic acid, or any esters thereof, or any mixtures ofany of the foregoing. In some further embodiments, the acid or ester is1,12-dodecanedioic acid, 1,13-tridecanedioic acid, 1,14-tetradecanedioicacid, 1,15-pentadecanedioic acid, 1,16-hexadecanedioic acid,1,17-heptadecane-dioic acid, 1,18-octadecanedioic acid,1,19-nonadecanedioic acid, 1,20-icosanedioic acid, 1,21-henicosanedioicacid, 1,22-docosanedioic acid, 1,23-tricosanedioic acid,1,24-tetracosanedioic acid, or any esters thereof, or any mixtures ofany of the foregoing. In some further embodiments, the acid or ester is1,14-tetradecanedioic acid, 1,15-pentadecanedioic acid,1,16-hexadecanedioic acid, 1,17-heptadecane-dioic acid,1,18-octadecanedioic acid, 1,19-nonadecanedioic acid, 1,20-icosanedioicacid, 1,21-henicosanedioic acid, 1,22-docosanedioic acid,1,23-tricosanedioic acid, 1,24-tetracosanedioic acid, or any estersthereof, or any mixtures of any of the foregoing. In some embodiments,the acid or ester is 1,11-undecanedioic acid, 1,14-tetradecanedioicacid, 1,18-octadecanedioic acid, or any esters thereof. In someembodiments, the acid or ester is 1,18-octadecanedioic acid, or anyesters thereof.

The free acid or esterified forms of any of the above acids can be used.In some embodiments, the free acid is used. In some other embodiments,esterified forms (e.g., monobasic esters or dibasic esters) of theaforementioned acids are used. In some such embodiments, the dibasicesters of the aforementioned acids are used. Any suitable ester can beused. In some embodiments, the ester is an alkyl ester, such as a C₁₋₈alkyl ester. In some such embodiments, the ester is a methyl ester, anethyl ester, a propyl ester, an isopropyl ester, a butyl ester, anisobutyl ester, a sec-butyl ester, a tert-butyl ester, a pentyl ester,an isoamyl ester, a neopentyl ester, a hexyl ester, a 2-ethylhexylester, or any mixture thereof. In some embodiments, the ester is amethyl ester or an ethyl ester.

In some embodiments, the reaction mixture is substantially free of amonobasic acid or an ester thereof. As used herein, “monobasic acid”refers to a compound having a single acid group, and which has nofunctional groups that can be readily hydrolyzed to an acid group (e.g.,simple carboxylate esters, carboxylate salts, anhydrides and the like).Non-limiting examples of monobasic acids include, but are not limitedto, decanoic acid, dodecanoic acid, and the like. In some embodiments,the weight-to-weight ratio of dibasic acids (or esters thereof) tomonobasic acids (or esters thereof) is at least 50:1, or at least 100:1,or at least 150:1, or at least 200:1, or at least 300:1, based on thetotal weight of the acid portions of the respective acids/esters.

In some embodiments, the acid or ester in the reaction mixture mayinclude acids or esters predominantly of a single chain length. Forexample, in some embodiments, the acid or ester in the reaction mixturemay be mostly 1,18-octadecanedioic acid or an ester thereof (e.g., analkyl ester, such as a methyl, ethyl, or isopropyl ester). In some suchembodiments, at least 80% by weight, or at least 85% by weight, or atleast 90% by weight, or at least 95% by weight, or at least 97% byweight of the dibasic acid (or esters thereof) in the reaction mixtureis 1,18-octadecanedioic acid or an ester thereof. In some suchembodiments, the other dibasic acids (or esters thereof) in the reactionmixture primarily have carbon-chain lengths that are greater than thatof 1,18-octadecanedioic acid, such as 1,20-icosanedioic acid. Thus, insome embodiments, the reaction mixture is substantially free of dibasicacids (or esters thereof) having carbon-chain lengths less than that of1,18-octadecanedioic acid, such as 1,16-hexadecanedioic acid, and thelike. In some such embodiments, the weight-to-weight ratio of1,18-octadecanedioic acid (including esters thereof) to dibasic acids(including esters thereof) having carbon-chain lengths less than that of1,18-octadecanedioic acid is at least 20:1, or at least 25:1, or atleast 30:1, or at least 40:1, or at least 50:1, or at least 65:1, or atleast 100:1, based on the total weight of the dibasic acid portions ofthe respective acids/esters.

As noted above, the reaction mixture can also include one or more diols,such as short-chain diols. As used herein, “short-chain diol” refers toa diol having from 1 to 18 carbon atoms. In some embodiments, theshort-chain diol is a C₂₋₁₈ hydrocarbylene diol, where one or moresaturated carbon atoms of the hydrocarbylene group are optionallyreplaced by oxygen, nitrogen, sulfur, or silicon. In some otherembodiments, the short-chain diol is ethylene glycol, diethylene glycol,triethylene glycol, tetraethylene glycol, pentaethylene glycol,propylene glycol, dipropylene glycol, tripropylene glycol,tetrapropylene glycol, 1,3-propanediol, 1,3-butanediol, 1,4-butanediol,neopentyl glycol, 1,5-pentanediol, 1,6-hexanediol,1,4-cyclohexane-dimethanol, hydroquinone bis(2-hydroxyethyl)ether, orp-di-(2-hydroxyethoxyl)benzene, or any mixture thereof. In some otherembodiments, the short-chain diol is 1,4-butanediol, 1,5-pentanediol,1,6-hexanediol, 1,7-deptanediol, 1,8-octanediol, 1,9-nonanediol,1,10-decanediol, 1,11-undecanediol, 1,12-dodecanediol, or any mixturethereof. In some further embodiments, the short-chain diol is1,4-butanediol, 1,6-hexanediol, 1,8-octanediol, 1,10-decanediol, or anymixtures thereof. In some further embodiments, the short-chain diol is1,4-butanediol. In some embodiments, the short-chain diol is1,6-hexanediol.

In some embodiments, the polyester polyol can include a combination oftwo or more diols. For example, in some embodiments, the polyesterpolyol includes a mixture of two or more of 1,4-butanediol,1,5-pentanediol, 1,6-hexanediol, 1,7-deptanediol, 1,8-octanediol,1,9-nonanediol, 1,10-decanediol, 1,11-undecanediol, 1,12-dodecanediol,or any mixture thereof. In some further embodiments, the short-chaindiol is 1,4-butanediol, 1,6-hexanediol, 1,8-octanediol, or1,10-decanediol. For example, in some embodiments, the polyester polyolis formed from a mixture of 1,6-hexanediol with another diol, such as1,4-hexanediol. In some embodiments, the polyester polyol is formed froma mixture of 1,6-hexanediol and 1,4-hexanediol, where the mole-to-moleratio of 1,6-hexanediol to 1,4-butanediol ranges from 1:5 to 5:1, orfrom 1:3 to 3:1, or from 1:2 to 2:1, or from 1:1.5 to 1.5:1.

The reaction mixture can include any number of other species, as long asthe species would not interfere substantially with the condensationreaction between the dibasic acids/esters and the diols. In someembodiments, the reaction mixture can include an amount of an acidand/or a base to adjust the pH of the reaction mixture. Further, in someembodiments, an amount of a heterogeneous or homogeneous catalyst can bepresent to facilitate the reaction. Suitable catalysts include, but arenot limited to, organic acids or bases, organometallic compounds,enzymes, and the like.

Any suitable medium can be used in the reaction mixture. In someembodiments, the medium is an aqueous medium. In some embodiments, theaqueous medium includes, in addition to water, an amount of one or moreother solvents that are substantially miscible with water, such asmethanol, ethanol, acetone, and the like.

The polyester polyol can have any suitable molecular weight. In someembodiments, the molecular weight of the polyester polyol is 500 Da to100,000 Da, or 500 Da to 50,000 Da, or 1,000 Da to 20,000 Da, or 1,000Da to 10,000 Da, or 2,000 Da to 7,500 Da, or 3,000 Da to 5,000 Da. Insome embodiments, the molecular weight of the polyester polyol is about4,000 Da. In some embodiments, the molecular weight of the polyesterpolyol is 500 Da to 20,000 Da, or 500 Da to 10,000 Da, or 500 Da to4,000 Da, or 500 Da to 3,000 Da. In some embodiments, the molecularweight of the polyester polyol is about 1,000 Da. In some embodiments,the molecular weight of the polyester polyol is about 2,000 Da.

In embodiments where a plurality of polyester polyols are formed, theresulting composition can be characterized in terms of an averagemolecular weight, such as a number average molecular weight (M_(n)), ofthe polyester polyols in the composition. In some embodiments, thenumber average molecular weight of the polyester polyol is 500 Da to100,000 Da, or 500 Da to 50,000 Da, or 1,000 Da to 20,000 Da, or 1,000Da to 10,000 Da, or 2,000 Da to 7,500 Da, or 3,000 Da to 5,000 Da. Insome embodiments, the number average molecular weight of the polyesterpolyol is about 4,000 Da. In some embodiments, the number averagemolecular weight of the polyester polyol is 500 Da to 20,000 Da, or 500Da to 10,000 Da, or 500 Da to 4,000 Da, or 500 Da to 3,000 Da. In someembodiments, the number average molecular weight of the polyester polyolis about 1,000 Da. In some embodiments, the number average molecularweight of the polyester polyol is about 2,000 Da.

In some embodiments, the polyester polyol can include certain units thatcan serve as potential sites for crosslinking. Such crosslinking sitescan be incorporated into the polyester polyol by adding a small amountof a precursor to the reaction mixture, which reacts with one or both ofthe diols and/or acids/esters, and is thereby incorporated into thechain. Or, in some embodiments, crosslinking sites can be formed byintroducing crosslinking agents, which can include substances having twoor more functional groups that can react with existing functional groupsin the polyester polyol chain.

In some instances, it may be useful to characterize the polyesterpolyols disclosed herein according to their melting point. In someembodiments, the polyester polyols have a melting point that is no morethan 120° C., or no more than 110° C., or no more than 100° C., or nomore than 90° C., or no more than 85° C., or no more than 80° C.

In some instances, it may be useful to characterize the polyesterpolyols disclosed herein according to their hydrolytic stability. Asused herein, “hydrolytic stability” refers to the degree to which thepolyester polyol breaks down over time during certain storageconditions. In general, the breakdown is measured by an “acid value,”which is the weight of potassium hydroxide (in milligrams) needed toneutralize the acid generated from one (1) gram of the polyester polyol.The breakdown is measured over time, where the polyester polyol isstored at 120° C. (at about 1 atm pressure) in a composition thatincludes 3 pph (weight relative to polyester polyol) water. The acidvalue is measured at 7 days, 14 days, 21 days, and 28 days. Themeasurements are taken in a sealed container. In some embodiments, thepolyester polyol shows no more than a 50% increase, or no more than a40% increase, or no more than a 30% increase, or no more than a 20%increase, or no more than a 10% increase, in its acid value from theseventh (7th) day of storage to the twenty-first (21st) day of storage.

In some embodiments, at least a portion of the polyester polyol isderived from a renewable source, such as a natural oil or itsderivatives. For example, in some embodiments, at least a portion of theshort-chain diol can be derived from a renewable source. In someembodiments, at least a portion of the dibasic acid (or esters thereof)are derived from a renewable source. Methods of making dibasic acids andtheir esters are described, for example, in U.S. Patent ApplicationPublication Nos. 2009/0264672 and 2013/0085288, both of which are herebyincorporated in their entirety as though fully set forth herein. Methodsof making chemical compounds from renewable sources (e.g., using olefinmetathesis) are described in further detail below.

Polymer Components Derived from Renewable Feedstocks

Due to the non-renewability of petroleum-based materials, it may bedesirable to obtain some of the components of a polymer from certainrenewable feedstocks. For example, in some embodiments, one or morecomponents of a polymer can be obtained from certain renewablefeedstocks, such as natural oils and their derivatives.

Olefin metathesis provides one possible means to convert certain naturaloil feedstocks into olefins and esters that can be used in a variety ofapplications, or that can be further modified chemically and used in avariety of applications. In some embodiments, a composition (orcomponents of a composition) may be formed from a renewable feedstock,such as a renewable feedstock formed through metathesis reactions ofnatural oils and/or their fatty acid or fatty ester derivatives. Whencompounds containing a carbon-carbon double bond undergo metathesisreactions in the presence of a metathesis catalyst, some or all of theoriginal carbon-carbon double bonds are broken, and new carbon-carbondouble bonds are formed. The products of such metathesis reactionsinclude carbon-carbon double bonds in different locations, which canprovide unsaturated organic compounds having useful chemical properties.

Other techniques can also be used to convert renewable feedstocks tocompounds useful as components for polymers. For example, one can usefermentation or use certain biological organisms to break down naturaloils and release olefins and esters that can be used in polymericmaterials or be modified to be used in polymeric materials.

Olefin Metathesis

In some embodiments, one or more of the unsaturated monomers can be madeby metathesizing a natural oil or natural oil derivative. The terms“metathesis” or “metathesizing” can refer to a variety of differentreactions, including, but not limited to, cross-metathesis,self-metathesis, ring-opening metathesis, ring-opening metathesispolymerizations (“ROMP”), ring-closing metathesis (“RCM”), and acyclicdiene metathesis (“ADMET”). Any suitable metathesis reaction can beused, depending on the desired product or product mixture.

In some embodiments, after any optional pre-treatment of the natural oilfeedstock, the natural oil feedstock is reacted in the presence of ametathesis catalyst in a metathesis reactor. In some other embodiments,an unsaturated ester (e.g., an unsaturated glyceride, such as anunsaturated triglyceride) is reacted in the presence of a metathesiscatalyst in a metathesis reactor. These unsaturated esters may be acomponent of a natural oil feedstock, or may be derived from othersources, e.g., from esters generated in earlier-performed metathesisreactions. In certain embodiments, in the presence of a metathesiscatalyst, the natural oil or unsaturated ester can undergo aself-metathesis reaction with itself. In other embodiments, the naturaloil or unsaturated ester undergoes a cross-metathesis reaction with thelow-molecular-weight olefin or mid-weight olefin. The self-metathesisand/or cross-metathesis reactions form a metathesized product whereinthe metathesized product comprises olefins and esters.

In some embodiments, the low-molecular-weight olefin is in the C₂₋₆range. As a non-limiting example, in one embodiment, thelow-molecular-weight olefin may comprise at least one of: ethylene,propylene, 1-butene, 2-butene, isobutene, 1-pentene, 2-pentene,3-pentene, 2-methyl-1-butene, 2-methyl-2-butene, 3-methyl-1-butene,cyclopentene, 1,4-pentadiene, 1-hexene, 2-hexene, 3-hexene, 4-hexene,2-methyl-1-pentene, 3-methyl-1-pentene, 4-methyl-1-pentene,2-methyl-2-pentene, 3-methyl-2-pentene, 4-methyl-2-pentene,2-methyl-3-pentene, and cyclohexene. In some instances, ahigher-molecular-weight olefin can also be used.

In some embodiments, the metathesis comprises reacting a natural oilfeedstock (or another unsaturated ester) in the presence of a metathesiscatalyst. In some such embodiments, the metathesis comprises reactingone or more unsaturated glycerides (e.g., unsaturated triglycerides) inthe natural oil feedstock in the presence of a metathesis catalyst. Insome embodiments, the unsaturated glyceride comprises one or more estersof oleic acid, linoleic acid, linoleic acid, or combinations thereof. Insome other embodiments, the unsaturated glyceride is the product of thepartial hydrogenation and/or the metathesis of another unsaturatedglyceride (as described above). In some such embodiments, the metathesisis a cross-metathesis of any of the aforementioned unsaturatedtriglyceride species with another olefin, e.g., an alkene. In some suchembodiments, the alkene used in the cross-metathesis is a lower alkene,such as ethylene, propylene, 1-butene, 2-butene, etc. In someembodiments, the alkene is ethylene. In some other embodiments, thealkene is propylene. In some further embodiments, the alkene is1-butene. And in some even further embodiments, the alkene is 2-butene.

Metathesis reactions can provide a variety of useful products, whenemployed in the methods disclosed herein. For example, terminal olefinsand internal olefins may be derived from a natural oil feedstock, inaddition to other valuable compositions. Moreover, in some embodiments,a number of valuable compositions can be targeted through theself-metathesis reaction of a natural oil feedstock, or thecross-metathesis reaction of the natural oil feedstock with alow-molecular-weight olefin or mid-weight olefin, in the presence of ametathesis catalyst. Such valuable compositions can include fuelcompositions, detergents, surfactants, and other specialty chemicals.Additionally, transesterified products (i.e., the products formed fromtransesterifying an ester in the presence of an alcohol) may also betargeted, non-limiting examples of which include: fatty acid methylesters (“FAMEs”); biodiesel; 9-decenoic acid (“9DA”) esters,9-undecenoic acid (“9UDA”) esters, and/or 9-dodecenoic acid (“9DDA”)esters; 9DA, 9UDA, and/or 9DDA; alkali metal salts and alkaline earthmetal salts of 9DA, 9UDA, and/or 9DDA; dimers of the transesterifiedproducts; and mixtures thereof.

Further, in some embodiments, the methods disclosed herein can employmultiple metathesis reactions. In some embodiments, the multiplemetathesis reactions occur sequentially in the same reactor. Forexample, a glyceride containing linoleic acid can be metathesized with aterminal lower alkene (e.g., ethylene, propylene, 1-butene, and thelike) to form 1,4-decadiene, which can be metathesized a second timewith a terminal lower alkene to form 1,4-pentadiene. In otherembodiments, however, the multiple metathesis reactions are notsequential, such that at least one other step (e.g.,transesterification, hydrogenation, etc.) can be performed between thefirst metathesis step and the following metathesis step. These multiplemetathesis procedures can be used to obtain products that may not bereadily obtainable from a single metathesis reaction using availablestarting materials. For example, in some embodiments, multiplemetathesis can involve self-metathesis followed by cross-metathesis toobtain metathesis dimers, trimmers, and the like. In some otherembodiments, multiple metathesis can be used to obtain olefin and/orester components that have chain lengths that may not be achievable froma single metathesis reaction with a natural oil triglyceride and typicallower alkenes (e.g., ethylene, propylene, 1-butene, 2-butene, and thelike). Such multiple metathesis can be useful in an industrial-scalereactor, where it may be easier to perform multiple metathesis than tomodify the reactor to use a different alkene.

The metathesis process can be conducted under any conditions adequate toproduce the desired metathesis products. For example, stoichiometry,atmosphere, solvent, temperature, and pressure can be selected by oneskilled in the art to produce a desired product and to minimizeundesirable byproducts. In some embodiments, the metathesis process maybe conducted under an inert atmosphere. Similarly, in embodiments were areagent is supplied as a gas, an inert gaseous diluent can be used inthe gas stream. In such embodiments, the inert atmosphere or inertgaseous diluent typically is an inert gas, meaning that the gas does notinteract with the metathesis catalyst to impede catalysis to asubstantial degree. For example, non-limiting examples of inert gasesinclude helium, neon, argon, and nitrogen, used individually or in witheach other and other inert gases.

The rector design for the metathesis reaction can vary depending on avariety of factors, including, but not limited to, the scale of thereaction, the reaction conditions (heat, pressure, etc.), the identityof the catalyst, the identity of the materials being reacted in thereactor, and the nature of the feedstock being employed. Suitablereactors can be designed by those of skill in the art, depending on therelevant factors, and incorporated into a refining process such, such asthose disclosed herein.

The metathesis reactions disclosed herein generally occur in thepresence of one or more metathesis catalysts. Such methods can employany suitable metathesis catalyst. The metathesis catalyst in thisreaction may include any catalyst or catalyst system that catalyzes ametathesis reaction. Any known metathesis catalyst may be used, alone orin combination with one or more additional catalysts. Examples ofmetathesis catalysts and process conditions are described in US2011/0160472, incorporated by reference herein in its entirety, exceptthat in the event of any inconsistent disclosure or definition from thepresent specification, the disclosure or definition herein shall bedeemed to prevail. A number of the metathesis catalysts described in US2011/0160472 are presently available from Materia, Inc. (Pasadena,Calif.).

In some embodiments, the metathesis catalyst includes a Grubbs-typeolefin metathesis catalyst and/or an entity derived therefrom. In someembodiments, the metathesis catalyst includes a first-generationGrubbs-type olefin metathesis catalyst and/or an entity derivedtherefrom. In some embodiments, the metathesis catalyst includes asecond-generation Grubbs-type olefin metathesis catalyst and/or anentity derived therefrom. In some embodiments, the metathesis catalystincludes a first-generation Hoveyda-Grubbs-type olefin metathesiscatalyst and/or an entity derived therefrom. In some embodiments, themetathesis catalyst includes a second-generation Hoveyda-Grubbs-typeolefin metathesis catalyst and/or an entity derived therefrom. In someembodiments, the metathesis catalyst includes one or a plurality of theruthenium carbene metathesis catalysts sold by Materia, Inc. ofPasadena, Calif. and/or one or more entities derived from suchcatalysts. Representative metathesis catalysts from Materia, Inc. foruse in accordance with the present teachings include but are not limitedto those sold under the following product numbers as well ascombinations thereof: product no. C823 (CAS no. 172222-30-9), productno. C848 (CAS no. 246047-72-3), product no. C601 (CAS no. 203714-71-0),product no. C627 (CAS no. 301224-40-8), product no. C571 (CAS no.927429-61-6), product no. C598 (CAS no. 802912-44-3), product no. C793(CAS no. 927429-60-5), product no. C801 (CAS no. 194659-03-9), productno. C827 (CAS no. 253688-91-4), product no. C884 (CAS no. 900169-53-1),product no. C833 (CAS no. 1020085-61-3), product no. C859 (CAS no.832146-68-6), product no. C711 (CAS no. 635679-24-2), product no. C933(CAS no. 373640-75-6).

In some embodiments, the metathesis catalyst includes a molybdenumand/or tungsten carbene complex and/or an entity derived from such acomplex. In some embodiments, the metathesis catalyst includes aSchrock-type olefin metathesis catalyst and/or an entity derivedtherefrom. In some embodiments, the metathesis catalyst includes ahigh-oxidation-state alkylidene complex of molybdenum and/or an entityderived therefrom. In some embodiments, the metathesis catalyst includesa high-oxidation-state alkylidene complex of tungsten and/or an entityderived therefrom. In some embodiments, the metathesis catalyst includesmolybdenum (VI). In some embodiments, the metathesis catalyst includestungsten (VI). In some embodiments, the metathesis catalyst includes amolybdenum- and/or a tungsten-containing alkylidene complex of a typedescribed in one or more of (a) Angew. Chem. Int. Ed. Engl., 2003, 42,4592-4633; (b) Chem. Rev., 2002, 102, 145-179; and/or (c) Chem. Rev.,2009, 109, 3211-3226, each of which is incorporated by reference hereinin its entirety, except that in the event of any inconsistent disclosureor definition from the present specification, the disclosure ordefinition herein shall be deemed to prevail.

In certain embodiments, the metathesis catalyst is dissolved in asolvent prior to conducting the metathesis reaction. In certain suchembodiments, the solvent chosen may be selected to be substantiallyinert with respect to the metathesis catalyst. For example,substantially inert solvents include, without limitation: aromatichydrocarbons, such as benzene, toluene, xylenes, etc.; halogenatedaromatic hydrocarbons, such as chlorobenzene and dichlorobenzene;aliphatic solvents, including pentane, hexane, heptane, cyclohexane,etc.; and chlorinated alkanes, such as dichloromethane, chloroform,dichloroethane, etc. In some embodiments, the solvent comprises toluene.

In other embodiments, the metathesis catalyst is not dissolved in asolvent prior to conducting the metathesis reaction. The catalyst,instead, for example, can be slurried with the natural oil orunsaturated ester, where the natural oil or unsaturated ester is in aliquid state. Under these conditions, it is possible to eliminate thesolvent (e.g., toluene) from the process and eliminate downstream olefinlosses when separating the solvent. In other embodiments, the metathesiscatalyst may be added in solid state form (and not slurried) to thenatural oil or unsaturated ester (e.g., as an auger feed).

The metathesis reaction temperature may, in some instances, be arate-controlling variable where the temperature is selected to provide adesired product at an acceptable rate. In certain embodiments, themetathesis reaction temperature is greater than −40° C., or greater than−20° C., or greater than 0° C., or greater than 10° C. In certainembodiments, the metathesis reaction temperature is less than 200° C.,or less than 150° C., or less than 120° C. In some embodiments, themetathesis reaction temperature is between 0° C. and 150° C., or isbetween 10° C. and 120° C.

The metathesis reaction can be run under any desired pressure. In someinstances, it may be desirable to maintain a total pressure that is highenough to keep the cross-metathesis reagent in solution. Therefore, asthe molecular weight of the cross-metathesis reagent increases, thelower pressure range typically decreases since the boiling point of thecross-metathesis reagent increases. The total pressure may be selectedto be greater than 0.1 atm (10 kPa), or greater than 0.3 atm (30 kPa),or greater than 1 atm (100 kPa). In some embodiments, the reactionpressure is no more than about 70 atm (7000 kPa), or no more than about30 atm (3000 kPa). In some embodiments, the pressure for the metathesisreaction ranges from about 1 atm (100 kPa) to about 30 atm (3000 kPa).

Olefin Metathesis of Renewable Feedstocks

As noted above, olefin metathesis can be used to make one or more of themonomers that may be used in the polymers disclosed herein. In someembodiments, one or more of these monomers are made by metathesizing anatural oil. Any suitable natural oil or natural oil derivative can beused. Examples of natural oils include, but are not limited to,vegetable oils, algae oils, fish oils, animal fats, tall oils,derivatives of these oils, combinations of any of these oils, and thelike. Representative non-limiting examples of vegetable oils includerapeseed oil (canola oil), coconut oil, corn oil, cottonseed oil, oliveoil, palm oil, peanut oil, safflower oil, sesame oil, soybean oil,sunflower oil, linseed oil, palm kernel oil, tung oil, jatropha oil,mustard seed oil, pennycress oil, camelina oil, hempseed oil, and castoroil. Representative non-limiting examples of animal fats include lard,tallow, poultry fat, yellow grease, and fish oil. Tall oils areby-products of wood pulp manufacture. In some embodiments, the naturaloil or natural oil feedstock comprises one or more unsaturatedglycerides (e.g., unsaturated triglycerides). In some such embodiments,the natural oil feedstock comprises at least 50% by weight, or at least60% by weight, or at least 70% by weight, or at least 80% by weight, orat least 90% by weight, or at least 95% by weight, or at least 97% byweight, or at least 99% by weight of one or more unsaturatedtriglycerides, based on the total weight of the natural oil feedstock.

The natural oil may include canola or soybean oil, such as refined,bleached and deodorized soybean oil (i.e., RBD soybean oil). Soybean oiltypically includes about 95 percent by weight (wt %) or greater (e.g.,99 wt % or greater) triglycerides of fatty acids. Major fatty acids inthe polyol esters of soybean oil include but are not limited tosaturated fatty acids such as palmitic acid (hexadecanoic acid) andstearic acid (octadecanoic acid), and unsaturated fatty acids such asoleic acid (9-octadecenoic acid), linoleic acid (9,12-octadecadienoicacid), and linolenic acid (9,12,15-octadecatrienoic acid).

Examples of metathesized natural oils include but are not limited to ametathesized vegetable oil, a metathesized algal oil, a metathesizedanimal fat, a metathesized tall oil, a metathesized derivatives of theseoils, or mixtures thereof. For example, a metathesized vegetable oil mayinclude metathesized canola oil, metathesized rapeseed oil, metathesizedcoconut oil, metathesized corn oil, metathesized cottonseed oil,metathesized olive oil, metathesized palm oil, metathesized peanut oil,metathesized safflower oil, metathesized sesame oil, metathesizedsoybean oil, metathesized sunflower oil, metathesized linseed oil,metathesized palm kernel oil, metathesized tung oil, metathesizedjatropha oil, metathesized mustard oil, metathesized camelina oil,metathesized pennycress oil, metathesized castor oil, metathesizedderivatives of these oils, or mixtures thereof. In another example, themetathesized natural oil may include a metathesized animal fat, such asmetathesized lard, metathesized tallow, metathesized poultry fat,metathesized fish oil, metathesized derivatives of these oils, ormixtures thereof.

Such natural oils can contain esters, such as triglycerides, of variousunsaturated fatty acids. The identity and concentration of such fattyacids varies depending on the oil source, and, in some cases, on thevariety. In some embodiments, the natural oil comprises one or moreesters of oleic acid, linoleic acid, linolenic acid, or any combinationthereof. When such fatty acid esters are metathesized, new compounds areformed. For example, in embodiments where the metathesis uses certainshort-chain olefins, e.g., ethylene, propylene, or 1-butene, and wherethe natural oil includes esters of oleic acid, an amount of 1-decene,among other products, is formed. Following transesterification, forexample, with an alkyl alcohol, an amount of 9-denenoic acid methylester is formed. In some such embodiments, a separation step may occurbetween the metathesis and the transesterification, where the alkenesare separated from the esters. In some other embodiments,transesterification can occur before metathesis, and the metathesis isperformed on the transesterified product.

Method of Forming a Dibasic Acid by Metathesis

In certain aspects, the disclosure provides methods of forming a dibasicacid, including: reacting a first olefin ester and an second olefinester in the presence of a metathesis catalyst to form a first alkeneand an unsaturated dibasic ester; hydrogenating the unsaturated dibasicester to form a saturated dibasic ester; and converting the saturateddibasic ester to a saturated dibasic acid.

The methods include reacting the first olefin ester with the secondolefin ester to form an unsaturated dibasic ester. Reactions of olefinicesters to make unsaturated dibasic esters are generally described in PCTPublication WO 2008/140468, and United States Patent ApplicationPublication Nos. 2009/0264672 and 2013/0085288, all three of which arehereby incorporated by reference as though fully set forth herein intheir entireties. If there is a direct or indirect contradiction betweensubject matter disclosed in the incorporated references and the presentdisclosure (e.g., definitions of the same term that differ in theirscope), the description in the present disclosure controls.

As noted above, in some embodiments, one or more of the reactants forthe metathesis reaction can be generated from a renewable source, e.g.,by refining a natural oil or a derivative thereof. In some embodiments,the refining process includes cross-metathesizing the natural oil or aderivative thereof with an alkene. In such instances, the reactants maynot be entirely pure, as certain other alkene and ester byproducts ofthe natural oil refining may be present in the input stream. Therefore,in some embodiments, the reactants can be subjected to a pre-treatment,such as a thermal pre-treatment, to remove certain impurities,including, but not limited to, water, volatile organics (esters andalkenes), and certain aldehydes.

Metathesis reactions can provide a useful synthetic tool for making newolefinic compounds from olefinic reactants. In general, metathesisinvolves an exchange of allylidene groups between two reacting olefincompounds. In some instances, the reacting compounds are the same, whichcan be referred to as a “self-metathesis” reaction. In other instances,however, the reacting compounds are different, which can be referred toas a “cross-metathesis reaction” reaction. Other types of metathesisreactions are also known.

Metathesis reactions can be carried out under any conditions adequate toproduce the desired metathesis products. For example, stoichiometry,atmosphere, solvent, temperature, and pressure can be selected by oneskilled in the art to produce a desired product and to minimizeundesirable byproducts. In some embodiments, the metathesis process maybe conducted under an inert atmosphere. Similarly, in embodiments were areagent is supplied as a gas, an inert gaseous diluent can be used inthe gas stream. In such embodiments, the inert atmosphere or inertgaseous diluent typically is an inert gas, meaning that the gas does notinteract with the metathesis catalyst to impede catalysis to asubstantial degree. For example, non-limiting examples of inert gases ornon-reactive gases include helium, neon, argon, nitrogen, methane(flared), and carbon dioxide, used individually or in with each otherand other inert gases or non-reacting gases.

Metathesis reactions, including those disclosed herein, can be carriedout in any suitable reactor, depending on a variety of factors. Relevantfactors include, but are not limited to, the scale of the reaction, theselection of conditions (e.g., temperature, pressure, etc.) the identityof the reacting species, the identity of the resulting products and thedesired product(s), and the identity of the catalyst. Suitable reactorscan be designed by those of skill in the art, depending on the relevantfactors, and incorporated into a reaction process such, such as thosedisclosed herein.

The metathesis reactions disclosed herein generally occur in thepresence of one or more metathesis catalysts. Such methods can employany suitable metathesis catalyst, such as any of those described in theprevious sections.

The metathesis reaction temperature may, in some instances, be arate-controlling variable where the temperature is selected to provide adesired product at an acceptable rate. In certain embodiments, themetathesis reaction temperature is greater than −40° C., or greater than−20° C., or greater than 0° C., or greater than 10° C. In certainembodiments, the metathesis reaction temperature is less than 200° C.,or less than 150° C., or less than 120° C. In some embodiments, themetathesis reaction temperature is between 0° C. and 150° C., or isbetween 10° C. and 120° C.

The metathesis reaction can be run under any desired pressure. In someinstances, it may be desirable to maintain a total pressure that is highenough to keep the cross-metathesis reagent in solution. Therefore, asthe molecular weight of the cross-metathesis reagent increases, thelower pressure range typically decreases since the boiling point of thecross-metathesis reagent increases. The total pressure may be selectedto be greater than 0.1 atm (10 kPa), or greater than 0.3 atm (30 kPa),or greater than 1 atm (100 kPa). In some embodiments, the reactionpressure is no more than about 70 atm (7000 kPa), or no more than about30 atm (3000 kPa). In some embodiments, the pressure for the metathesisreaction ranges from about 1 atm (100 kPa) to about 30 atm (3000 kPa).

In some embodiments, the first olefin ester and the second olefin esterare both terminal olefin esters, meaning that they have a terminalcarbon-carbon double bond. In some such embodiments, the terminal olefinesters are independently compounds of formula (III):

wherein:

X¹ is C₃₋₁₈ alkylene, C₃₋₁₈ alkenylene, C₂₋₁₈ heteroalkylene, or C₂₋₁₈heteroalkenylene, each of which is optionally substituted one or moretimes by substituents selected independently from R¹²;

R¹¹ is C₁₋₁₂ alkyl, C₁₋₁₂ heteroalkyl, C₂₋₁₂ alkenyl, or C₂₋₁₂heteroalkenyl, each of which is optionally substituted one or more timesby substituents selected independently from R¹²; and

R¹² is a halogen atom, —OH, —NH₂, C₁₋₆ alkyl, C₁₋₆ heteroalkyl, C₂₋₆alkenyl, C₂₋₆ heteroalkenyl, C₃₋₁₀ cyclokalkyl, or C₂₋₁₀heterocycloalkyl.

In some such embodiments, X¹ is C₃₋₁₈ alkylene, C₃₋₁₈ alkenylene, orC₂₋₁₈ oxyalkylene, each of which is optionally substituted one or moretimes by substituents selected from the group consisting of a halogenatom, —OH, —O(C₁₋₆ alkyl), —NH₂, —NH(C₁₋₆ alkyl), and N(C₁₋₆ alkyl)₂. Insome further embodiments, X¹ is C₃₋₁₈ alkylene, C₃₋₁₈ alkenylene, orC₂₋₁₈ oxyalkylene, each of which is optionally substituted one or moretimes by —OH. In some even further embodiments, X¹ is —(CH₂)₂—CH═,—(CH₂)₃—CH═, —(CH₂)₄—CH═, —(CH₂)₅—CH═, —(CH₂)₆—CH═, —(CH₂)₇—CH═,—(CH₂)₈—CH═, —(CH₂)₉—CH═, —(CH₂)₁₀—CH═, —(CH₂)₁₁—CH═, —(CH₂)₁₂—CH═,—(CH₂)₁₃—CH═, —(CH₂)₁₄—CH═, or —(CH₂)₁₅—CH═. In some even furtherembodiments, X¹ is —(CH₂)₇—CH═.

In some such embodiments, R¹¹ is C₁₋₈ alkyl, C₂₋₈ alkenyl, or C₁₋₈oxyalkyl, each of which is optionally substituted one or more times by—OH. In some further embodiments, R¹¹ is methyl, ethyl, propyl,isopropyl, butyl, isobutyl, sec-butyl, tert-butyl, pentyl, tert-pentyl,neopentyl, hexyl, or 2-ethylhexyl. In some even further embodiments, R¹¹is methyl.

In some embodiments, the terminal olefin esters are different compounds.In some other embodiments, however, the terminal olefin esters are thesame compound. In some embodiments, the terminal olefins esters are bothesters of 9-decenoic acid, for example, in some further embodiments,both terminal olefin esters are 9-decenoic acid methyl ester.

When the terminal olefins esters react, an olefinic byproduct (e.g., analkene) is also produced. In some embodiments, where the terminal olefinesters react to form an unsaturated dibasic ester, the resulting alkeneis ethylene. The formed ethylene can be vented from the reactor duringthe course of the reaction, or can be allowed to stay in the reactor.Metathesis reactions that generate the desired unsaturated dibasicesters can be referred to as “productive metathesis,” as the catalyst isused to make the desired product. In some instances, however, twoterminal olefin esters can react in a way that simply regenerates twonew molecules of the same terminal olefin esters that served asreactants. Such metathesis reactions can be referred to as “unproductivemetathesis,” as the catalyst is used to make products besides thedesired unsaturated dibasic esters.

In some other embodiments, the first olefin ester and the second olefinester are both internal olefin esters. In some such embodiments, thefirst olefin ester and the second olefin ester are independentlycompounds of formula (IV):

wherein:

X² is C₃₋₁₈ alkylene, C₃₋₁₈ alkenylene, C₂₋₁₈ heteroalkylene, or C₂₋₁₈heteroalkenylene, each of which is optionally substituted one or moretimes by substituents selected independently from R¹⁵;

R¹³ is C₁₋₁₂ alkyl, C₁₋₁₂ heteroalkyl, C₂₋₁₂ alkenyl, or C₂₋₁₂heteroalkenyl, each of which is optionally substituted one or more timesby substituents selected independently from R¹⁵;

R¹³ is C₁₋₁₂ alkyl, C₁₋₁₂ heteroalkyl, C₂₋₁₂ alkenyl, or C₂₋₁₂heteroalkenyl, each of which is optionally substituted one or more timesby substituents selected independently from R¹⁵; and

R¹⁵ is a halogen atom, —OH, —NH₂, C₁₋₆ alkyl, C₁₋₆ heteroalkyl, C₂₋₆alkenyl, C₂₋₆ heteroalkenyl, C₃₋₁₀ cyclokalkyl, or C₂₋₁₀heterocycloalkyl.

In some such embodiments, X² is C₃₋₁₈ alkylene, C₃₋₁₈ alkenylene, orC₂₋₁₈ oxyalkylene, each of which is optionally substituted one or moretimes by substituents selected from the group consisting of a halogenatom, —OH, —O(C₁₋₆ alkyl), —NH₂, —NH(C₁₋₆ alkyl), and N(C₁₋₆ alkyl)₂. Insome further such embodiments, X² is C₃₋₁₈ alkylene, C₃₋₁₈ alkenylene,or C₂₋₁₈ oxyalkylene, each of which is optionally substituted one ormore times by —OH. In some even further such embodiments, X² is—(CH₂)₂—CH═, —(CH₂)₃—CH═, —(CH₂)₄—CH═, —(CH₂)₅—CH═, —(CH₂)₆—CH═,—(CH₂)₇—CH═, —(CH₂)₈—CH═, —(CH₂)₉—CH═, —(CH₂)₁₀—CH═, —(CH₂)₁₁—CH═,—(CH₂)₁₂—CH═, —(CH₂)₁₃—CH═, —(CH₂)₁₄—CH═, or —(CH₂)₁₅—CH═. In some suchembodiments, X² is —(CH₂)₇—CH═.

In some such embodiments, R¹³ is C₁₋₈ alkyl, C₂₋₈ alkenyl, or C₁₋₈oxyalkyl, each of which is optionally substituted one or more times by—OH. In some further such embodiments, R¹³ is methyl, ethyl, propyl,isopropyl, butyl, isobutyl, sec-butyl, tert-butyl, pentyl, tert-pentyl,neopentyl, hexyl, or 2-ethylhexyl. In some even further suchembodiments, R¹³ is methyl.

In some such embodiments, R¹⁴ is C₁₋₈ alkyl, C₂₋₈ alkenyl, or C₁₋₈oxyalkyl, each of which is optionally substituted one or more times by—OH. In some further such embodiments, R¹⁴ is methyl, ethyl, propyl,butyl, pentyl, hexyl, heptyl, octyl, or nonyl. In some even further suchembodiments, V is methyl or ethyl. In some embodiments, V is ethyl.

In some embodiments, the internal olefin esters are different compounds.In some other embodiments, however, the internal olefin esters are thesame compound. In some embodiments, the internal olefins esters are bothesters of 9-dodecenoic acid, for example, in some further embodiments,both internal olefin esters are 9-dodecenoic acid methyl ester. In someother embodiments, the internal olefins esters are both esters of9-undecenoic acid, for example, in some further embodiments, bothinternal olefin esters are 9-undecenoic acid methyl ester.

When the internal olefin esters react, an olefinic byproduct (e.g., analkene) is also produced. In some embodiments, where the internal olefinesters react to form an unsaturated dibasic ester, the resulting alkeneis an internal alkene. The identity of the formed internal alkenes willvary depending on the identity of the reacting internal olefin esters.In some embodiments, the resulting internal olefin ester is 2-butene,2-pentene, 2-hexene, 3-hexene, 3-heptene, 4-octene, and the like. Insome embodiments, the resulting internal olefin is 2-butene. In someother embodiments, the resulting internal olefin is 3-hexene. The formedinternal alkene can be vented from the reactor during the course of thereaction, or can be allowed to stay in the reactor. As noted above,metathesis reactions that generate the desired unsaturated dibasicesters can be referred to as “productive metathesis,” as the catalyst isused to make the desired product. In some instances, however, twointernal olefin esters can react in a way that simply generates two newinternal olefin esters. Such metathesis reactions can be referred to as“unproductive metathesis,” as the catalyst is used to make productsbesides the desired unsaturated dibasic esters.

In some other embodiments, the first olefin ester is a terminal olefinester and the second olefin is an internal olefin ester. In some suchembodiments, the terminal olefin ester is a compound of formula (V), asdisclosed above, including all further embodiments thereof. In some suchembodiments, the internal olefin ester is a compound of formula (VI), asdisclosed above, including all further embodiments thereof. In some suchembodiments, the terminal olefin ester is an ester of 9-decenoid acid,such as 9-decenoic acid methyl ester. In some such embodiments, theinternal olefin ester is an ester of 9-undecenoic acid or an ester of9-dodecenoic acid, such as 9-undecenoic acid methyl ester or9-dodecenoic acid methyl ester, respectively.

When the terminal olefin ester reacts with the internal olefin ester, anolefinic byproduct (e.g., an alkene) is also produced. In someembodiments, where the terminal olefin ester and the internal olefinester react to form an unsaturated dibasic ester, the resulting alkeneis a terminal alkene. The identity of the formed internal alkenes willvary depending on the identity of the reacting internal olefin ester. Insome embodiments, the resulting terminal olefin ester is propene,1-butene, 1-pentene, 1-hexene, and the like. In some embodiments, theresulting internal olefin is propene. In some other embodiments, theresulting internal olefin is 1-butene. The formed terminal alkene can bevented from the reactor during the course of the reaction, or can beallowed to stay in the reactor. As noted above, metathesis reactionsthat generate the desired unsaturated dibasic esters can be referred toas “productive metathesis,” as the catalyst is used to make the desiredproduct. In some instances, however, terminal and internal olefin esterscan react in a way that simply generates a terminal olefin ester and aninternal olefin ester. Such metathesis reactions can be referred to as“unproductive metathesis,” as the catalyst is used to make productsbesides the desired unsaturated dibasic esters.

The embodiments above describe different ways in which metathesisreactions can be used to make an unsaturated dibasic ester. In someinstances, however, two or more different productive metathesisreactions may be occurring at the same time. For example, in embodimentswhere the first olefin ester is a terminal olefin ester and the secondolefin ester is an internal olefin ester, the terminal olefin ester andthe internal olefin ester may each react with other molecules of thesame compound, such that two self-metathesis reactions may compete withthe cross-metathesis reaction. Also, in some embodiments, the terminalolefin ester can be generated from the internal olefin ester, e.g., byreacting the internal olefin ester with a terminal alkene in thepresence of a metathesis catalyst. Or, in some alternative embodiments,the internal olefin ester can be generated from the terminal olefinester, e.g., by reacting the terminal olefin ester with an internalalkene in the presence of a metathesis catalyst. In instances where thecross-metathesis reaction of the terminal olefin ester and the internalolefin ester can be kinetically favored, and where only a single olefinester may be available, it can be advantageous to use such processes togenerate different olefin esters, so as to allow for cross-metathesis tooccur at the expense of self-metathesis.

The method includes hydrogenating the unsaturated dibasic ester togenerate a saturated dibasic ester. The hydrogenation can be carried byany suitable means. In certain embodiments, hydrogen gas is reacted withthe unsaturated dibasic ester in the presence of a hydrogenationcatalyst to form a saturated dibasic acid, for example, in ahydrogenation reactor.

Any suitable hydrogenation catalyst can be used. In some embodiments,the hydrogenation catalyst comprises nickel, copper, palladium,platinum, molybdenum, iron, ruthenium, osmium, rhodium, or iridium,individually or in any combinations thereof. Such catalysts may beheterogeneous or homogeneous. In some embodiments, the catalysts aresupported nickel or sponge nickel type catalysts. In some embodiments,the hydrogenation catalyst comprises nickel that has been chemicallyreduced with hydrogen to an active state (i.e., reduced nickel) providedon a support. The support may comprise porous silica (e.g., kieselguhr,infusorial, diatomaceous, or siliceous earth) or alumina. The catalystsare characterized by a high nickel surface area per gram of nickel.Commercial examples of supported nickel hydrogenation catalysts includethose available under the trade designations NYSOFACT, NYSOSEL, and NI5248 D (from BASF Catalysts LLC, Iselin, N.J.). Additional supportednickel hydrogenation catalysts include those commercially availableunder the trade designations PRICAT Ni 62/15 P, PRICAT Ni 55/5, PPRICAT9910, PRICAT 9920, PRICAT 9908, PRICAT 9936 (from Johnson MattheyCatalysts, Ward Hill, Mass.).

The supported nickel catalysts may be of the type described in U.S. Pat.No. 3,351,566, U.S. Pat. No. 6,846,772, European Patent Publication No.0168091, and European Patent Publication No. 0167201, each of which areincorporated by reference herein in their entireties. Hydrogenation maybe carried out in a batch or in a continuous process and may be partialhydrogenation or complete hydrogenation. In certain embodiments, thetemperature ranges from about 50° C. to about 350° C., about 100° C. toabout 300° C., about 150° C. to about 250° C., or about 100° C. to about150° C. The desired temperature may vary, for example, with hydrogen gaspressure. Typically, a higher gas pressure will require a lowertemperature. Hydrogen gas is pumped into the reaction vessel to achievea desired pressure of H₂ gas. In certain embodiments, the H₂ gaspressure ranges from about 15 psig (1 barg) to about 3000 psig (204.1barg), about 15 psig (1 barg) to about 90 psig (6.1 barg), or about 100psig (6.8 barg) to about 500 psig (34 barg). As the gas pressureincreases, more specialized high-pressure processing equipment may berequired. In certain embodiments, the reaction conditions are “mild,”wherein the temperature is approximately between approximately 50° C.and approximately 100° C. and the H₂ gas pressure is less thanapproximately 100 psig. In other embodiments, the temperature is betweenabout 100° C. and about 150° C., and the pressure is between about 100psig (6.8 barg) and about 500 psig (34 barg). When the desired degree ofhydrogenation is reached, the reaction mass is cooled to the desiredfiltration temperature.

The amount of hydrogenation catalyst is typically selected in view of anumber of factors including, for example, the type of hydrogenationcatalyst used, the amount of hydrogenation catalyst used, the degree ofunsaturation in the material to be hydrogenated, the desired rate ofhydrogenation, the desired degree of hydrogenation (e.g., as measure byiodine value (IV)), the purity of the reagent, and the H₂ gas pressure.In some embodiments, the hydrogenation catalyst is used in an amount ofabout 10 percent by weight or less, for example, about 5 percent byweight or less or about 1 percent by weight or less.

Following the metathesis (described above) the resulting composition cancontain various impurities. These impurities can be compounds that weremade by various kinds of unproductive metathesis. Or, in some instances,the impurities may result from the presence of impurities in thestarting compositions. In any event, it can, in some embodiments, bedesirable to strip out and/or distill out these impurities. In some suchembodiments, the stripping and/or distilling can occur after themetathesis, but before the hydrogenation. In some alternativeembodiments, the stripping and/or distilling can occur after both themetathesis and the hydrogenation. These impurities may contain moreesters than hydrocarbons (e.g., monobasic esters), as certain alkeneimpurities can be vented out of the reactor during the metathesisreaction, e.g., due to the lower relative boiling point of the alkeneimpurities. Of course, in some instances, these alkene impurities maystay in the reactor long enough to involve themselves in certainmetathesis reactions, thereby generating other impurities (e.g., anadditional alkene impurity and an additional ester impurity). Paraffinimpurities can also be present, which can be removed by the strippingand/or distilling, for example, after hydrogenation.

In some embodiments, the stripping may lead to the removal of certainamounts of the first olefin ester and/or the second olefin ester. Insome such embodiments, these stripped out reactants can be collected andreused for further metathesis reactions.

In some embodiments, it may be desirable to further purify the saturateddibasic ester prior to the converting. For example, in some embodiments,the saturated dibasic ester can be recrystallized. The recrystallizationcan be carried out by any suitable technique. In general, the dissolvedin a solvent system, for example, with heating, followed by coolinguntil solid crystals of the saturated dibasic ester appear. This can bea suitable means of removing impurities that are more soluble in thesolvent system than the saturated dibasic ester, e.g., shorter-chainmonobasic and dibasic esters and/or acids.

The method includes converting the saturated dibasic ester to asaturated dibasic acid. The concerting can be carried out by anysuitable means. In some embodiments, the saturated dibasic ester ishydrolyzed according to any of the embodiments described above. In someother embodiments, the saturated dibasic ester is converted to asaturated dibasic acid by saponification, followed by acidification.

The resulting saturated dibasic acid can be a dibasic acid according toany of the above embodiments. In some embodiments, the dibasic acid is acompound having the formula: H—OOC—Y—COO—H, wherein Y denotes anyorganic compound (such as hydrocarbyl or silyl groups), including thosebearing heteroatom containing substituent groups. In some suchembodiments, Y is a divalent hydrocarbyl group, which can be optionallysubstituted with various heteroatom-containing substituents, or whosecarbon atoms can be replaced by one or more heteroatoms. Such divalenthydrocarbyl groups can include substituted and unsubstituted alkylene,alkenylene, and oxyalkylene groups.

In some embodiments, the dibasic acid is a compound of formula (V):

wherein,

Y¹ is C₆₋₃₆ alkylene or C₆₋₃₆ heteroalkylene, each of which isoptionally substituted one or more times by substituents selectedindependently from R³; and

R³ is a halogen atom, —OH, —NH₂, C₁₋₆ alkyl, C₁₋₆ heteroalkyl, C₂₋₆alkenyl, C₂₋₆ heteroalkenyl, C₃₋₁₀ cyclokalkyl, or C₂₋₁₀heterocycloalkyl.

In some embodiments, Y¹ is C₆₋₃₆ alkylene or C₄₋₃₆ oxyalkylene, each ofwhich is optionally substituted one or more times by substituentsselected from the group consisting of a halogen atom, —OH, —O(C₁₋₆alkyl), —NH₂, —NH(C₁₋₆ alkyl), and N(C₁₋₆ alkyl)₂. In some further suchembodiments, Y¹ is C₆₋₃₆ alkylene, C₆₋₃₆ alkenylene, or C₄₋₃₆oxyalkylene, each of which is optionally substituted one or more timesby —OH. In some further such embodiments, Y¹ is —(CH₂)₈—, —(CH₂)₉—,—(CH₂)₁₀—, —(CH₂)₁₁—, —(CH₂)₁₂—, —(CH₂)₁₃—, —(CH₂)₁₄—, —(CH₂)₁₅—,—(CH₂)₁₆—, —(CH₂)₁₇—, —(CH₂)₁₈—, —(CH₂)₁₉—, —(CH₂)₂₀—, —(CH₂)₂₁—, or—(CH₂)₂₂—. In some embodiments, Y¹ is —(CH₂)₈—. In some embodiments, Y¹is —(CH₂)₁₂—. In some embodiments, Y¹ is —(CH₂)₁₆—.

In some embodiments, the saturated dibasic acid is undecanedioic acid.In some embodiments, the dibasic ester is tetradecanedioic acid. In someembodiments, the dibasic ester is octadecanedioic acid.

In some embodiments, the saturated dibasic acid can be further purified.In some embodiments, the purification is carried out using therecrystallization methods described above.

Any of the dibasic acids described above can be used to make thepolyester polyols disclosed herein. In some embodiments, the conversionof the dibasic ester to the dibasic acid (e.g., by hydrolysis or bysaponification followed by acidification) is not performed, therebyresulting in a purified dibasic ester, which can be used to make thepolyester polyols disclosed herein. In some other embodiments, the puredibasic acid can be reacted (e.g., with an alcohol) to generate apurified dibasic ester, which can be used to make the polyester polyolsdisclosed herein.

Compositions Including Polyester Polyols

The polyester polyols disclosed herein can be included in certaincompositions. In some embodiments, the compositions are compositionsthat comprise a polyester polyol according to any of the embodimentsdisclosed herein and a carrier. In some embodiments, the composition isa dispersion. In some such embodiments, the carrier comprises water. Insome embodiments, the composition further comprises an additionalsolvent, a co-solvent, a surfactant, a co-surfactant, an emulsifier, anatural or synthetic colorant, a natural or synthetic fragrance, anantioxidant, a corrosion inhibitor, or an antimicrobial agent.

Block Copolymers Including Polyester Polyols

The block copolymers disclosed herein have at least two differentdistinct blocks. One of these distinct blocks is formed by a polyesterpolyol, as described herein. The other block is formed from adiisocyanate prepolymer.

As used herein, “diisocyanate prepolymer” refers to a prepolymer, asherein defined, having at least two isocyanate groups. The two or moreisocyanate groups can occur at any points on the prepolymer chain.Preferable, at least two of the two or more isocyanate groups areterminal isocyanate groups, meaning that they are part of a moietyhaving the following chemical structure: —CH₂—NCO. In some embodiments,the diisocyanate prepolymers can form a block in a block copolymer. Insome such embodiments, two of the two or more isocyanate groups can eachlink to a polyester polyol, such as any of those disclosed herein, via acarbamate linkage. In some other embodiments, at least one of the twoterminal isocyanate groups may link to a junction block (e.g., via acarbamate linkage), which, in turn, links to a polyester polyol.

The diisocyanate prepolymer can be formed in any suitable manner. Insome embodiments, the diisocyanate prepolymer is formed from a reactionmixture that includes one or more short-chain diisocyanates and one ormore short-chain diols.

Any suitable short-chain diisocyanate can be employed. In someembodiments, the short-chain diisocyanate is a C₂₋₁₈ hydrocarbylenediisocyanate, wherein one or more saturated carbon atoms of thehydrocarbylene group are optionally replaced by oxygen, nitrogen,sulfur, or silicon. In some embodiments, the short-chain diisocyanate isa toluene diisocyanate, a methylene diphenyl diisocyanate, a naphthalenediisocyanate, a C₁₋₁₆ alkylene diisocyanate, or any mixtures thereof. Insome embodiments, the short-chain diisocyanate is 4,4′-diphenylmethanediisocyanate, 4,4′-methylene bis(cyclohexyl isocyanate), toluene2,4-diisocyanate, toluene 2,6-diisocyanate, 1,5′-naphthalenediisocyanate, hexamethylene diisocyanate, isophorone diisocyanate,1,3-xylylene diisocyanate, 1,1,4,4-tetramethyl-p-xylylene diisocyanate,1,1,4,4-tetramethyl-m-xylylene diisocyanate, 1,4-cyclohexanediisocyanate, 1,1′-methylene-bis-4-(isocyanato-cyclohexane), or amixture thereof.

Any suitable short-chain diol can be used. In some embodiments, theshort-chain diol is a C₂₋₁₈ hydrocarbylene diol, where one or moresaturated carbon atoms of the hydrocarbylene group are optionallyreplaced by oxygen, nitrogen, sulfur, or silicon. In some embodiments,the short-chain diol is ethylene glycol, diethylene glycol, triethyleneglycol, tetraethylene glycol, pentaethylene glycol, propylene glycol,dipropylene glycol, tripropylene glycol, tetrapropylene glycol,1,3-propanediol, 1,3-butanediol, 1,4-butanediol, neopentyl glycol,1,5-pentanediol, 1,6-hexanediol, 1,4-cyclohexane-dimethanol,hydroquinone bis(2-hydroxy-ethyl)ether, orp-di-(2-hydroxyethoxyl)benzene, or any mixture thereof. In someembodiments, the short-chain diol is 1,4-butanediol, 1,5-pentanediol,1,6-hexanediol, 1,7-deptanediol, 1,8-octanediol, 1,9-nonanediol,1,10-decanediol, 1,11-undecanediol, 1,12-dodecanediol, or any mixturethereof. In some embodiments, the short-chain diol is 1,4-butanediol,1,6-hexanediol, 1,8-octanediol, 1,10-decanediol, or any mixturesthereof. In some embodiments, the short-chain diol is 1,4-butanediol,1,6-hexanediol, or a mixture thereof. In some embodiments, theshort-chain diol is 1,4-butanediol. In some other embodiments, theshort-chain diol is 1,6-hexanediol.

The reaction mixture can include any number of other species, as long asthe species would not interfere substantially with the reaction betweenthe diisocyanates and the diols. In some embodiments, the reactionmixture can include an amount of an acid and/or a base to adjust the pHof the reaction mixture. Further, in some embodiments, an amount of aheterogeneous or homogeneous catalyst can be present to facilitate thereaction. Suitable catalysts include, but are not limited to, organicacids or bases, organometallic compounds, enzymes, and the like.

Any suitable medium can be used in the reaction mixture. In someembodiments, the medium is an aqueous medium. In some embodiments, theaqueous medium includes, in addition to water, an amount of one or moreother solvents that are substantially miscible with water, such asmethanol, ethanol, acetone, and the like.

The diisocyanate prepolymer can have any suitable molecular weight. Insome embodiments, the molecular weight of the diisocyanate prepolymer is500 Da to 10,000 Da, or 500 Da to 5,000 Da, or 1,000 Da to 5,000 Da. Insome embodiments, the molecular weight of the diisocyanate prepolymer isabout 2,000 Da.

In embodiments where a plurality of diisocyanate prepolymers are formed,the resulting composition can be characterized in terms of an averagemolecular weight, such as a number average molecular weight (M_(n)), ofthe diisocyanate prepolymers in the composition. In some embodiments,the number average molecular weight of the diisocyanate prepolymers is500 Da to 10,000 Da, or 500 Da to 5,000 Da, or 1,000 Da to 5,000 Da. Insome embodiments, the number average molecular weight of thediisocyanate prepolymers is about 2,000 Da.

In some embodiments, such as those where the diisocyanate prepolymer isformed by reacting short-chain diisocyanates with short-chain diols,most of the linkages in the diisocyanate prepolymer are carbamatelinkages. But, even in some such embodiments, other linkages can bepresent. For example, in some such embodiments, two isocyanate groupscan react, thereby forming a urea linkage. In some other instances, aurea or carbamate group can further react to form further groups,including, but not limited to, an allophanate group, a biuret group, ora cyclic isocyanurate group. In some embodiments, at least 70%, or atleast 80%, or at least 90%, or at least 95% of the linkages in thediisocyanate prepolymer are carbamate linkages.

In some embodiments, the diisocyanate prepolymer can include certainunits that can serve as potential sites for crosslinking. Suchcrosslinking sites can be incorporated into the diisocyanate prepolymerby adding a small amount of a precursor to the reaction mixture, whichreacts with one or both of the diols and/or diisocyanates and is therebyincorporated into the chain. Or, in some embodiments, crosslinking sitescan be formed by introducing crosslinking agents, which can includesubstances having two or more functional groups that can react withurethane, urea, allophanate, and/or biuret groups in the diisocyanateprepolymer.

The block copolymers disclosed herein can be formed in any suitablemanner. In some embodiments, the block copolymer is formed from areaction mixture that includes one or more polyester polyols (accordingto any of the above embodiments) and one or more diisocyanateprepolymers (according to any of the above embodiments).

The reaction mixture can include any number of other species, as long asthe species would not interfere substantially with the reaction betweenthe diisocyanate prepolymers and the polyester polyols. In someembodiments, the reaction mixture can include an amount of an acidand/or a base to adjust the pH of the reaction mixture. Further, in someembodiments, an amount of a heterogeneous or homogeneous catalyst can bepresent to facilitate the reaction. Suitable catalysts include, but arenot limited to, organic acids or bases, organometallic compounds,enzymes, and the like.

Any suitable medium can be used in the reaction mixture. In someembodiments, the medium is an aqueous medium. In some embodiments, theaqueous medium includes, in addition to water, an amount of one or moreother solvents that are substantially miscible with water, such asmethanol, ethanol, acetone, and the like.

The reaction mixture can include any suitable ratio of diisocyanateprepolymer to polyester polyol. In some embodiments, the mole-to-moleratio of the polyester polyol to the diisocyanate prepolymer is 1:5 to5:1, or 1:3 to 3:1, or 1:2 to 2:1, or 1:1.5 to 1.5:1, or 1:1.2 to 1.2:1.In some embodiments, the polyester polyol, once incorporated into ablock copolymer, can be referred to as a “soft segment” of the blockcopolymer. Analogously, the diisocyanate prepolymer, once incorporatedinto a block copolymer, can be referred to as a “hard segment”. In someembodiments, the resulting block copolymer is a thermoplasticpolyurethane (TPU). In some such embodiments, the soft segment makes upfrom 30 to 90 percent by weight of the TPU, or 40 to 80 percent byweight of the TPU. The molecular weight (number average) of the softsegment can be from 500 to 20,000 Da, or from 1,000 to 10,000 Da, orfrom 1,000 to 5,000 Da, or from 1,000 to 4,000 Da. In some embodiments,the molecular weight (number average) of the soft segment is about 1000Da, or about 2000 Da, or about 3000 Da, or about 4000 Da, or about 5,000Da. In some embodiments, the hard segment makes up from 10 to 70 percentby weight of the TPU, or from 20 to 60 percent by weight of the TPU.

The block copolymer can have any suitable molecular weight. In someembodiments, the molecular weight of the block copolymer is 5,000 Da to500,000 Da, or 5,000 Da to 200,000 Da, or 5,000 Da to 100,000 Da.

The resulting block copolymers can have any suitable properties. In someembodiments, the block copolymer exhibits a stress of at least 20 MPa,or at least 25 MPa at a strain of 600% at 25° C. In some embodiments,the block copolymer exhibits a stress of 20 to 35 MPa, or 25 to 35 MPaat a strain of 600% at 25° C. As used herein, stress and strain aremeasured on a 2-mm-thick polyurethane sheet, according to the AmericanSociety for the Testing of Materials (ASTM) Test No. D412.

The block copolymer can include additional blocks besides those formedfrom the polyester polyol and the diisocyanate prepolymer. In someembodiments, however, the block copolymer is a diblock copolymer havingtwo distinct types of blocks: the blocks formed from the polyesterpolyol and the blocks formed from the diisocyanate prepolymer. Forconvenience, in any of the above embodiments, the block formed from thepolyester polyol can be referred to as the “polyester block” and theblock formed from the diisocyanate prepolymer can be referred to as the“polycarbamate block.”

Because the polyester block and the polycarbamate block may havedifferent polarities, they will tend to associate more readily withcertain materials relative to others. In other words, one of the twoblocks will generally be more compatible with certain materials that theother block. In some embodiments, the polyester blocks are selectivelycompatible with non-polar materials relative to the polycarbamateblocks. As used herein, “selectively compatible” refers to athermodynamic preference for associating with or adhering to onematerial relative to one or more other materials. Such non-polarmaterials can include any organic or inorganic non-polar material,including, but not limited to, non-polar polymers, carbonaceousmaterials, and certain non-polar ceramics. In some embodiments, thenon-polar material is a non-polar polymer. Examples of non-polarpolymers include, but are not limited to, polyolefins, polystyrenes,fluoropolymers, and any copolymers thereof. In some embodiments, thenon-polar polymer is: a polyethylene, such as a high-densitypolyethylene, a low-density polyethylene, a linear low-densitypolyethylene, and the like; a polypropylene; a polyisobutylene; apolystyrene, such as polystyrene, styrene-butadiene rubber, and thelike; polystyrene block copolymers, such as acrylonitrile butadienestyrene (ABS), and the like; fluoropolymers, such as polyvinylfluoride,polyvinylidene fluoride, polytetrafluoroethylene, fluorinatedethylene-propylene, and the like; or any mixtures of the foregoing.

In some embodiments, the polycarbamate blocks are selectively compatiblewith polar materials relative to the polyester blocks. Such polarmaterials can include any organic or inorganic polar material,including, but not limited to, polar polymers, glasses, and polarceramics. In some embodiments, the polar material is a polar polymer.Examples of polar polymers include, but are not limited to, acrylicpolymers, polyamides, polycarbamates, polyureas, polyanhydrides,substituted polyvinyl polymers, polycarbonates, or any copolymersthereof. In some embodiments, the non-polar polymer is: an acrylicpolymer, such as poly(acrylic acid), poly(methyl methacrylate),poly(acrylonitrile), and the like; a polyamide, such as polycaprolactam,nylon-6,6, aramids (e.g., para-aramids or meta-aramids),polyphthalamides, and the like; a polycarbamate; a polyurea; apolyanhydride; substituted polyvinyl polymers, such as polyvinylalcohol, polyvinyl butyral, polyvinyl acetate, and the like; apolycarbonate, such as allyl diglycol carbonate, and the like; or anymixtures of the foregoing.

Polymer Compositions

In certain aspects, the block copolymers disclosed herein can be used invarious polymer compositions. Such uses are not limited to anyparticular type of polymer composition, and can include solidcompositions, liquid compositions (e.g., emulsions, suspensions,solutions, and the like), and compositions that have both liquid andsolid phases. In some embodiments, the compositions are homogeneous,but, in other embodiments, the compositions are not homogeneous.

In some embodiments, the polymer composition includes, among othermaterials, a block copolymer as disclosed in any of the aboveembodiments, and another polymer (referred to in this section as “thefirst polymer”). Other polymers can be present, however. Thus, in someembodiments, the composition includes one or more additional polymers.In some other embodiments, however, the composition includes noadditional polymers (except for polymeric materials that serve asfillers, etc.).

In some embodiments, the first polymer is a non-polar polymer. Examplesof non-polar polymers include, but are not limited to, polyolefins,polystyrenes, fluoropolymers, and any copolymers thereof. In someembodiments, the non-polar polymer is: a polyethylene, such as ahigh-density polyethylene, a low-density polyethylene, a linearlow-density polyethylene, and the like; a polypropylene; apolyisobutylene; a polystyrene, such as polystyrene, styrene-butadienerubber, and the like; polystyrene block copolymers, such asacrylonitrile butadiene styrene (ABS), and the like; fluoropolymers,such as polyvinylfluoride, polyvinylidene fluoride,polytetrafluoroethylene, fluorinated ethylene-propylene, and the like;or any mixtures of the foregoing. In some embodiments, the first polymeris a polyethylene.

In some other embodiments, the first polymer is a polar polymer.Examples of polar polymers include, but are not limited to, acrylicpolymers, polyamides, polycarbamates, polyureas, polyanhydrides,substituted polyvinyl polymers, polycarbonates, or any copolymerstherefof. In some embodiments, the non-polar polymer is: an acrylicpolymer, such as poly(acrylic acid), poly(methyl methacrylate),poly(acrylonitrile), and the like; a polyamide, such as polycaprolactam,nylon-6,6, aramids (e.g., para-aramids or meta-aramids),polyphthalamides, and the like; a polycarbamate; a polyurea; apolyanhydride; substituted polyvinyl polymers, such as polyvinylalcohol, polyvinyl butyral, polyvinyl acetate, and the like; apolycarbonate, such as allyl diglycol carbonate, and the like; or anymixtures of the foregoing.

The first polymer may exhibit a preference for one of the blocks in theblock copolymer over other blocks in the block copolymer. In someembodiments, the first polymer selectively interfaces with the polyesterblock of the copolymer relative to the polycarbamate block of the blockcopolymer. As used herein, “selectively interface(s)” refers to anobservable thermodynamic preference for associating with or adhering toone material relative to one or more other materials. In some otherembodiments, the first polymer selectively interfaces with thepolycarbamate block of the copolymer relative to the polyester block ofthe block copolymer.

In some embodiments, the polymer composition can include anotherpolymer, which can be referred to as “the second polymer.” The secondpolymer can be any polar or non-polar polymer, as described above. Insome embodiments, the second polymer selectively interfaces with thepolyester block of the block copolymer. In some other embodiments, thesecond polymer selectively interfaces with the polycarbamate block ofthe block copolymer.

In some embodiments, the two polymers may compete to associate withvarious blocks of the block copolymer (e.g., in embodiments where bothpolymers may both be selectively compatible with the same blocks of theblock copolymer, but not necessarily to the same degree). In someembodiments, the polyester block of the block copolymer selectivelyinterfaces with the first polymer relative to the second polymer. Insome such embodiments, the polycarbamate block of the block copolymerselectively interfaces with the second polymer relative to the firstpolymer. In some other embodiments, the polycarbamate block of the blockcopolymer selectively interfaces with the first polymer relative to thesecond polymer. In some such embodiments, the polyester block of theblock copolymer selectively interfaces with the second polymer relativeto the first polymer.

It should be noted that, in some instances, the first polymer and thesecond polymer may both be selectively compatible with the same block ofthe block copolymer relative to other blocks of the block copolymer. Themore compatible block of the block copolymer may, however, be moreselectively compatible with one of the two polymers relative to theother. Thus, in such a situation, the less compatible of the twopolymers may be forced to interface with the less desirable of the twoblocks in the copolymer, as that provides the thermodynamically moststable arrangement. This may, at least in some instances, occur whenboth the first and second polymers have somewhat similar polarity. Forexample, in some embodiments, the first polymer can be a polyethylene,and the second polymer can be a polypropylene, which are both non-polarpolymers, even though the polyethylene may be generally less polar thanthe polypropylene. In such a situation, both the polyethylene andpolypropylene may prefer to interface with the polyester block of theblock copolymer rather than with the polycarbamate block of the blockcopolymer. In some such embodiments, the polyethylene will end upinterfacing with the polyester blocks and the polypropylene will end upinterfacing with the polycarbamate blocks, as this may present thethermodynamically most stable arrangement.

In some embodiments, the polymer composition is a polymer blend or apolymer alloy. Such blends or alloys can be solids, liquids, ofsemi-solids. In some embodiments, the block copolymer is distributedthroughout the blend or alloy in a substantially uniform manner. In someother embodiments, the block copolymer is distributed throughout theblend or alloy in a non-uniform manner. In general, the incorporation ofthe block copolymer into the blend or alloy permits modification ofcertain properties of the first polymer, such as improving itscompatibility with other materials, such as paints and coatings.Addition of the block copolymer may also improve the degree to which thefirst polymer may blend with other materials, such as fillers or otherpolymeric materials.

In some embodiments, the polymer blend or alloy is formed into anarticle having a solid or semi-solid surface, where the surface ispaintable. In some such embodiments, the presence of the block copolymerin the blend or alloy improves the paintability of the surface (e.g.,enhances the adhesion between the painted coating and the surface).Thus, in certain aspects, the disclosure provides a method for improvingthe paintability of a polymer, which includes incorporating an amount ofthe block copolymer into the polymer to form a polymer blend or alloythat includes the block copolymer.

In some embodiments, the polymer blend or alloy includes a polyethyleneand a block copolymer according to any of the above embodiments. In somesuch embodiments, the presence of the block copolymer in the polymerblend or alloy improves the degree to which the polyethylene adheres tocertain more polar materials (e.g., a paint or coating).

In some embodiments, the polymer blend or alloy includes the secondpolymer (as described above). The second polymer can be present in theblend or alloy in any suitable amount. For example, in some embodiments,the mass-to-mass ratio of the first polymer to the second polymer in theblend or alloy is 1:100 to 100:1, or 1:50 to 50:1, or 1:20 to 20:1, or1:10 or 10:1, or 1:5 to 5:1, or 1:3 to 3:1, or 1:2 to 2:1. In someembodiments, the first polymer and the second polymer are at leastpartially miscible with each other at room temperature and atmosphericpressure. In some other embodiments, however, the first polymer and thesecond polymer are not substantially miscible at room temperature andatmospheric pressure. In some embodiments where the first polymer andthe second polymer are not substantially miscible, the block copolymercan serve as compatibilizing agent, thereby reducing the degree of phasesegregation within the blend or alloy. In such embodiments, thepolyester block of the block copolymer may interface with one of the twopolymers, while the polycarbamate block may interface with the other ofthe two polymers. This, in certain aspects, the disclosure provides amethod for reducing the phase segregation within a blend or alloy of twosubstantially immiscible polymers, which includes adding an amount ofthe block copolymer to the blend or alloy.

In the blends or alloys described above, the block copolymer can bepresent in any suitable amount. In some embodiments, the mass-to-massratio of the first polymer to the block copolymer is at least 5:1, or atleast 7:1, or at least 10:1, or at least 15:1, or at least 20:1, or atleast 25:1, or at least 35:1, or at least 50:1, or at least 75:1, or atleast 100:1, or at least 200:1, or at least 300:1, e.g., up to a100,000:1 ratio. In embodiments where the second polymer is present inthe blend or alloy, the mass-to-mass ratio of the second polymer to theblock copolymer is at least 5:1, or at least 7:1, or at least 10:1, orat least 15:1, or at least 20:1, or at least 25:1, or at least 35:1, orat least 50:1, or at least 75:1, or at least 100:1, or at least 200:1,or at least 300:1, e.g., up to a 100,000:1 ratio.

Such blends or alloys can be made by any suitable means known in the artfor making polymer blends or alloys using polyurethane block copolymers.The blends or alloys can also include various fillers or othermaterials. Any suitable filler material can be used, according to theknowledge of those skilled in the art. For example, in some embodiments,the filler can be metal, glass, ceramic, or any mixture thereof. In someembodiments, the filler material can be coated with a size to enhanceits compatibility with the polymeric matrix. In some embodiments, thesizing composition can include an amount of the block copolymeraccording to any of the embodiments described above.

In some other embodiments, the polymer composition is a multi-layeredstructure, e.g., a structure having two or more layers. Thus, in someembodiments, the polymer composition includes a first layer includingthe first polymer, and a second layer disposed on the first layerincluding the block copolymer. In some such embodiments, the blockcopolymer layer serves to improve the interfacial compatibility of thefirst layer with other materials. Thus, in some embodiments, the polymercomposition also includes a third layer disposed on the second layer.The third layer can be any suitable material, including, but not limitedto, metal, glass, ceramic, or any mixture or combination thereof. Insome embodiments, the third layer includes the second polymer.

The above-mentioned layers can be disposed on each other in any suitablemanner, according to the knowledge of those skilled in the art. Thetechnique employed may depend on a variety of factors, including, butnot limited to, the identity of the materials in the layers, the layerthickness, and the desired use of the composition. In some embodiments,any two or more of the layers are laminated to each other. In some otherembodiments, any two or more of the layers are welded to each other. Insome other embodiments, any of the layers can be coated or painted ontoanother layer.

Any of the layers described above can include additional materials,including, but not limited to, fillers. Any suitable filler material canbe used, according to the knowledge of those skilled in the art. Forexample, in some embodiments, the filler can be metal, glass, ceramic,or any mixture thereof. In some embodiments, the filler material can becoated with a size to enhance its compatibility with the polymericmatrix. In some embodiments, the sizing composition can include anamount of the block copolymer according to any of the embodimentsdescribed above.

In any of the above embodiments, the polymer composition can beprocessed in various ways or incorporated into various compositions. Forexample, in some embodiments, the polymer composition is an extrudedarticle or is part of an extruded article. In some other embodiments,the polymer composition is an injection-molded article or is part of aninjection-molded article. In some other embodiments, the polymercomposition is a solution or is part of a solution. In some otherembodiments, the polymer composition is an emulsion or is part of anemulsion.

In any of the above embodiments, the block copolymer in the polymercomposition is present in a continuous phase. In other embodiments, theblock copolymer is present in a discrete phase. In some embodiments, thefirst and/or second polymer described above is/are present in acontinuous phase. In other embodiments, the first and/or second polymeris/are present in a discrete phase. For example, in some embodiments,the polymer composition includes a block copolymer present in a discretephase and a first and/or second polymer present in a continuous phase.In other embodiments, the polymer composition includes a block copolymerpresent in a continuous phase and a first and/or second polymer presentin a discrete phase.

FIG. 1 depicts a polymer composition that includes a blend or alloy oftwo polymers, where one of the polymers is a block copolymer accordingto certain embodiments disclosed herein. The composition 100 includes afirst polymer 102, which can be a polar or non-polar polymer, dependingon the embodiment. The composition 100 further includes a blockcopolymer 101 of any of the above embodiments, for example, a blockcopolymer having polyester blocks and polycarbamate blocks. In someembodiments, the first polymer 102 is a polyethylene.

FIG. 2 depicts a polymer composition that includes a blend or alloy ofthree polymers, where one of the polymers is a block copolymer accordingto certain embodiments disclosed herein. The composition 200 includes: afirst polymer 201, which can be a polar or non-polar polymer, dependingon the embodiment; and a second polymer 203, which can be a polar ornon-polar polymer, depending on the embodiment. The composition 200further includes a block copolymer 202 of any of the above embodiments,for example, a block copolymer having polyester blocks and polycarbamateblocks, where the block copolymer functions as a compatibilizing agentbetween the first polymer and the second polymer. In some embodiments,the second polymer 203 is a polyethylene, and the first polymer 201 is amore polar polymer, such as a polypropylene, an acrylic polymer, apolyamide, and the like.

FIG. 3 depicts a polymer composition that includes a blend or alloy oftwo polymers, where one of the polymers is a block copolymer accordingto certain embodiments disclosed herein, wherein a coated or paintedlayer is disposed on at least one surface of the polymer composition.The composition includes a first polymer 302, which can be a polar ornon-polar polymer, depending on the embodiment. The composition furtherincludes a block copolymer 301 of any of the above embodiments, forexample, a block copolymer having polyester blocks and polycarbamateblocks. Further, a coated or painted layer 303 is disposed on at leastone surface of the polymer composition. In some embodiments, the firstpolymer 302 is a polyethylene.

FIG. 4 depicts a polymer composition that includes a blend or alloy oftwo polymers, where one of the polymers is a block copolymer accordingto certain embodiments disclosed herein, wherein a further layer isdisposed on at least one surface of the polymer composition (e.g., bywelding, laminating, etc.). The composition includes a first polymer402, which can be a polar or non-polar polymer, depending on theembodiment. The composition further includes a block copolymer 401 ofany of the above embodiments, for example, a block copolymer havingpolyester blocks and polycarbamate blocks. Further, an additional layer403 is disposed on at least one surface of the polymer composition. Insome embodiments, the first polymer 402 is a polyethylene.

FIG. 5 depicts a polymer composition that includes a polymer layer,wherein a further layer, which includes a block copolymer according tocertain embodiments disclosed herein, is disposed on the polymer layer.The composition 500 includes a first polymer layer 501, which can be apolar or non-polar polymer, depending on the embodiment. The composition500 further includes a layer that includes a block copolymer 502 of anyof the above embodiments, for example, a block copolymer havingpolyester blocks and polycarbamate blocks. In some embodiments, thefirst polymer layer 501 is a polyethylene layer.

FIG. 6 depicts a polymer composition that includes two polymer layers,wherein a further layer, which includes a block copolymer according tocertain embodiments disclosed herein, is disposed between the twopolymer layers. The composition 600 includes: a first polymer layer 601,which can be a polar or non-polar polymer, depending on the embodiment;and a second polymer layer 603, which can be a polar or non-polarpolymer, depending on the embodiment. The composition 600 furtherincludes a layer that includes a block copolymer 602 of any of the aboveembodiments, for example, a block copolymer having polyester blocks andpolycarbamate blocks. In some embodiments, the first polymer layer 601is a polyethylene layer. In some embodiments, the second polymer layer603 is a layer that includes a more polar polymer, such as apolypropylene, an acrylic polymer, a polyamide, and the like.

Compositions Including Polyurethane Block Copolymers

The polyurethane block copolymers disclosed herein can be included incertain compositions. In some embodiments, the compositions arecompositions that comprise a polyurethane block copolymers according toany of the embodiments disclosed herein and a carrier. In someembodiments, the composition is a dispersion. In some such embodiments,the carrier comprises water. In some embodiments, the compositionfurther comprises an additional solvent, a co-solvent, a surfactant, aco-surfactant, an emulsifier, a natural or synthetic colorant, a naturalor synthetic fragrance, an antioxidant, a corrosion inhibitor, or anantimicrobial agent.

Thermoplastic Polyurethanes and Uses Thereof

The polyurethane block copolymers disclosed herein can be used in a widevariety of applications, such as those typical for thermoplasticpolyurethanes (TPUs). For example, in some embodiments, the polyurethaneblock copolymers disclosed herein can be used in various automotiveapplications, such as to make housings, hoses, undercarriages orcomponents thereof, skins, coatings, gaskets, and the like. In someembodiments, the polyurethane block copolymers disclosed herein can beused in medical devices, such as in tubing or in implantable devices(e.g., as coatings). In some embodiments, the polyurethane blockcopolymers disclosed herein can be used in various oilfieldapplications, such as in the tubings, casings, and the like that areused in oil and gas drilling. In some embodiments, the polyurethaneblock copolymers disclosed herein can be used in various aeronauticalapplications, such as in aircraft coatings. In some embodiments, thepolyurethane block copolymers disclosed herein can be used in a widearray of various other coating applications, such as architecturalcoatings, industrial coatings, bridge coatings, and the like.

Shape-Memory Polymers

In some embodiments, the TPUs disclosed herein are suitable for use asshape-memory polymers. As used herein, the term “shape-memory polymers”refers to polymers that retain one permanent shape and one or moretemporary shapes. In some such embodiments, the polymers retain onepermanent shape and one temporary shape. In some such embodiments, thetransition from the temporary shape to the permanent shape is induced bya temperature change. In some such embodiments, the polymers havemultiple glass transition temperatures, e.g., T¹, T², and T³, whereT¹<T²<T³. In such embodiments, the polymer can be molded into apermanent shape at a temperature above T³. The polymer can then bemolded into a temporary shape at a temperature between T² and T³, whichcan be locked in by cooling the polymer to a temperature below T². Thetemporary shape is retained at temperatures below T². But when thepolymer is heated to a temperature above T², the polymer reverts to thepermanent shape that was previously locked in at a temperature above T³.

Polymers having shape-memory properties can be characterized by theextension and recovery (ER) of a 40 mm×1 mm×1 mm strand, which is thedegree to which the temporary shape can be extended beyond the 40 mmlength. In some embodiments, the TPU has an ER of at least 300%, or atleast 400%, or at least 500%, or at least 600%.

TPUs having such shape-memory properties can be used in a wide array ofapplications, including, but not limited to, sensors (e.g., automotivesensors), gaskets, switches, biomedical implants, etc.

EXAMPLES Example 1 Synthesis of Polyester Polyols

Polyester polyols were prepared by conventional condensationpolymerization of a dibasic acid (octadecanedioic acid (“ODDA”) oradipic acid) with a diol (1,4-butane diol (“BD”) or 1,6-hexane diol(“HD”)). Table 1 describes six different polyester polyols that wereprepared.

TABLE 1 Dibasic Acid Diol Target MW* Viscosity** Sample 1A ODDA BD 2000Da 1550 cSt  Sample 1B ODDA BD 1000 Da  90 cSt Sample 1C ODDA HD 2000 Da850 cSt Sample 1D Adipic Acid BD 2000 Da 510 cSt Sample 1E Adipic AcidBD 1000 Da  60 cSt Sample 1F Adipic Acid HD 2000 Da 430 cSt *Targetnumber-average molecular weight (actual within +/− 10%) **Measured at90° C. using ASTM Test No. D4878

The polyester polyols were used to make polyurethane block copolymers,as described in the following Examples.

Example 2 Synthesis of Polyurethane Block Copolymers

The polyester polyols from Example 1 were demoisturized for 24 hoursunder vacuum (1-3 mm Hg) with continuous mixing by a magnetic stirrer.In each case, the temperature of the polyester polyol was maintained ata temperature above its melting temperature (e.g., about 10° C. above),so that the polymer remained in the liquid phase throughout thedemoisturizing.

The polyurethane block copolymers were prepared by a conventionalone-shot method using 1,4-butane diol (“BD”) as the chain extender and4,4′-diphenylmethane diisocyanate (“MDI”) as the diisocyanate. Sixdifferent block copolymers were prepared by reacting BD, MDI, and therespective Samples from Example 1 using conventional techniques. Forexample, to prepare Sample 2A, the polyol of Sample 1A was conditionedto 100° C. and then 57.6 g placed into a Teflon speed mixer cup, alsopreheated to 100° C., suited for the FlackTek Speed Mixer. Then, 2.42 gof demoisturized 1,4-butanediol (BD), which was conditioned at 100° C.was added to the polyol. These two components were mixed for twentyseconds at 2200 rpm and then placed in the oven at 100° C. Then, 13.5 gof 4,4′-diphenylmethane diisocyanate (MDI, Mondur M) was weighed intosyringe and placed in the oven at 90° C. When the components wereconditioned at respective temperatures, MDI was added to thepolyol-chain extender mixture and immediately mixed for twenty seconds.At about fifty five seconds from the time when isocyanate was added tothe mixture of polyol and chain extender, the resin was poured into anAl mold lined with Teflon that was preheated to 120° C. and pressedimmediately in the Carver Press which was preheated to 120° C. The TPUsheet was allowed to cure at 120° C. for two hours and then wastransferred to a 100° C. oven. After removal, seven days were allowed topass before any testing was conducted. Other samples in Example 2 wereprepared in an analogous manner.

Sheets and round-bottom samples of the resulting polyurethane blockcopolymers (“TPUs”) were prepared for testing. Table 2 describes certaindetails related to the synthesis of the synthesized TPUs. Sample 2A usedthe polyester polyol corresponding to Sample 1A, Sample 2B used thepolyester polyol (“PP”) corresponding to Sample 1B, and so on.

TABLE 2 MDI Diol Isocyanate PP Amt. (pbw) Amt. (pbw) Amt. (pbw) IndexSample 2A 57.6 13.5 2.42 102 Sample 2B 55.1 27.1 4.83 102 Sample 2C 57.315.1 2.69 102 Sample 2D 57.4 14.5 2.58 102 Sample 2E 54.9 28.4 5.05 102Sample 2F 57.4 14.5 2.58 102

Example 3 Physical Properties

Certain physical properties of the synthesized TPUs were also tested.Table 3 describes certain physical and/or chemical properties of thesynthesized TPUs.

TABLE 3 Shore D Tensile Shore A Hardness¹ Hardness² Strength³Elongation⁴ Sample 2A 92 54 4933 724 Sample 2B 99 59 4866 599 Sample 2C97 55 2235 453 Sample 2D 74 27 4163 766 Sample 2E 87 38 5625 529 Sample2F 89 43 2279 819 ¹Shore A hardness, at room temperature (r.t.) after 7days, according to ASTM Test No. D2240 ²Shore D hardness, at r.t. after7 days, according to ASTM Test No. D2240 ³Tensile strength at break, atr.t., according to ASTM Test No. D412 ⁴Elongation (%) at break, at r.t.,according to ASTM Test No. D412

The stress as a function of strain was also measured for Sample 2A andExample 2D. As used herein, stress and strain are measured on a2-mm-thick polyurethane sheet, according to the American Society for theTesting of Materials (ASTM) Test No. D412. The results from thestress-strain measurements are shown in FIG. 7. Sample 2A is identifiedas “BD-C18 2000” and Sample 2D is identified as “BD-Adipate 2000”.

Table 4 describes the solvent resistance of the synthesized TPUs.Solvent resistance was measured as the percent weight loss in a TPUsample after 7 days.

TABLE 4 Sample 2A Sample 2C Sample 2D Sample 2F Water 0.64 0.53 1.261.17 MEK¹ 13.0 11.4 400 disintegrated Toluene 20.2 17.1 79.2 116 0.1NHCl 0.70 0.41 1.27 1.30 0.1N NaOH 0.57 0.60 1.05 1.02 Pump Oil 1.58 0.580.75 1.58 ¹MEK = methyl ethyl ketone

Example 4 Shame Memory Effect

The TPU of Sample 2C was determined to have three glass transitiontemperatures, i.e., at −80° C., 20° C., and 150° C. The glass transitiontemperatures were determined by a dynamic mechanical thermogram. A TPUsample of Sample 2C was molded into a flat bar at a temperature above150° C. The sample was cooled to about room temperature, and then heatedto 70° C., where it was molded into a corkscrew shape. The sample wascooled to below 20° C., where it maintained the corkscrew shape. Thesample was then reheated to 70° C., whereupon it returned to theoriginal flat bar shape.

Example 5 Shame Memory Effect and Branched Diol Polyester Polyols

A polyester polyol from 169.81 grams of 1,18-octadecanedioic acid and47.94 grams propylene glycol was synthesized via melt polymerization at180° C. After recovery, 60 grams of the polyester polyol was melted at100° C. and 2 equivalents of H12MDI (Methylenebis(4-cyclohexylisocyanate)) was added to the polyol to form anisocyanate terminated prepolymer. The reaction was continued for 2hours. The prepolymer (50.0 grams) was then mixed with 1.5 grams of1,4-butane diol and after 60 seconds of mixing poured into a 8″×8″ moldthat was preheated at 150° C. in a heated press. The press was closedand the polymer was cured for 2 hours under pressure followed by 12hours in a 150-° C. oven.

The sample was characterized via DSC and DMA. The sample was found tohave a soft segment T_(g) of −60° C., a soft segment melting temperatureof 51° C., and a hard segment melting of 157° C. This is consistent withmaterial properties of phase separated polyurethanes with asemi-crystalline soft segment.

After curing, small samples were cut from the molded part. A sample 40mm in length×1 mm width×2 mm thickness was heated on a hot plate to˜100° C. The sample was then pulled to a length of 220 mm and allowed tocool. After cooling to room temperature, the sample retained its lengthof 220 mm. The sample was then heated again to ˜100° C. The samplereturned to its original length of 40 mm×1 mm×1 mm within 60 seconds.This represents an extension and recovery of 550%. The same sample washeated again on a hot plate to ˜100° C. The sample was then pulled to alength of 258 mm and allowed to cool. After cooling to room temperature,the sample retained its length of 258 mm. The sample was then heatedagain to ˜100° C. The sample returned to its original length of 40 mm×1mm×1 mm within 60 seconds. This represents an extension and recovery of645%.

The foregoing detailed description and accompanying drawings have beenprovided by way of explanation and illustration, and are not intended tolimit the scope of the appended claims. Many variations in the presentlypreferred embodiments illustrated herein will be apparent to one ofordinary skill in the art, and remain within the scope of the appendedclaims and their equivalents.

What is claimed is:
 1. A block copolymer, comprising: a first block,which is a polycarbamate, wherein the polycarbamate is formed from areaction mixture that comprises a short-chain diisocyanate and ashort-chain diol, and wherein at least 70% of the linkages betweenmonomers in the polycarbamate are urethane linkages; and a second block,which comprises a polyester, wherein the polyester is formed from areaction mixture comprising (a) one or more short-chain diols, and (b)1,18-octadecanedioic acid, or esters thereof, and wherein theweight-to-weight ratio of the 1,18-octadecanedioic acid, or estersthereof, to dibasic acids having fewer than 18 carbon atoms, or estersthereof, in the reaction mixture used to form the polyester is at least20:1; wherein the first block and the second block are linked via acarbamate group.
 2. A block copolymer, comprising: a first block, whichis a polycarbamate, wherein the polycarbamate is formed from a reactionmixture that comprises a short-chain diisocyanate and a short-chaindiol, and wherein at least 70% of the linkages between monomers in thepolycarbamate are urethane linkages; and a second block, which comprisesa polyester, wherein the polyester is formed from a reaction mixturecomprising (a) one or more short-chain diols, and (b)1,18-octadecanedioic acid, or esters thereof, and wherein at least 80%by weight of dibasic acids, or esters thereof, in the mixture used toform the polyester are 1,18-octadecanedioic acid, or an ester thereof;wherein the first block and the second block are linked via a carbamategroup.
 3. The block copolymer of claim 1, wherein the molecular weightof the polyester is 500 Da to 100,000 Da.
 4. The block copolymer ofclaim 1, wherein the one or more short-chain diols used to form thepolyester comprise ethylene glycol, diethylene glycol, triethyleneglycol, tetraethylene glycol, pentaethylene glycol, propylene glycol,dipropylene glycol, tripropylene glycol, tetrapropylene glycol,1,3-propanediol, 1,3-butanediol, 1,4-butanediol, neopentyl glycol,1,5-pentanediol, 1,6-hexanediol, 1,4-cyclohexane-dimethanol,hydroquinone bis(2-hydroxyethyl)ether, p-di-(2-hydroxyethoxy)benzene, orany mixture thereof.
 5. The block copolymer of claim 4, wherein the oneor more short-chain diols used to form the polyester comprise1,4-butanediol, 1,5-pentanediol, 1,6-hexanediol, 1,7-deptanediol,1,8-octanediol, 1,9-nonanediol, 1,10-decanediol, 1,11-undecanediol,1,12-dodecanediol, or any mixture thereof.
 6. The block copolymer ofclaim 5, wherein the one or more short-chain diols used to form thepolyester comprise 1,4-butanediol, 1,6-hexanediol, 1,8-octanediol,1,10-decanediol, or any mixtures thereof.
 7. The block copolymer ofclaim 6, wherein the one or more short-chain diols used to form thepolyester comprise 1,4-butanediol.
 8. The block copolymer of claim 1,wherein the one or more short-chain diols used to form the polyestercomprise 1,2-propylene glycol.
 9. The block copolymer of claim 2,wherein the molecular weight of the polyester is 500 Da to 100,000 Da.10. The block copolymer of claim 2, wherein the one or more short-chaindiols used to form the polyester comprise ethylene glycol, diethyleneglycol, triethylene glycol, tetraethylene glycol, pentaethylene glycol,propylene glycol, dipropylene glycol, tripropylene glycol,tetrapropylene glycol, 1,3-propanediol, 1,3-butanediol, 1,4-butanediol,neopentyl glycol, 1,5-pentanediol, 1,6-hexanediol,1,4-cyclohexane-dimethanol, hydroquinone bis(2-hydroxyethyl)ether,p-di-(2-hydroxyethoxy)benzene, or any mixture thereof.
 11. The blockcopolymer of claim 10, wherein the one or more short-chain diols used toform the polyester comprise 1,4-butanediol, 1,5-pentanediol,1,6-hexanediol, 1,7-deptanediol, 1,8-octanediol, 1,9-nonanediol,1,10-decanediol, 1,11-undecanediol, 1,12-dodecanediol, or any mixturethereof.
 12. The block copolymer of claim 11, wherein the one or moreshort-chain diols used to form the polyester comprise 1,4-butanediol,1,6-hexanediol, 1,8-octanediol, 1,10-decanediol, or any mixturesthereof.
 13. The block copolymer of claim 12, wherein the one or moreshort-chain diols used to form the polyester comprise 1,4-butanediol.14. The block copolymer of claim 2, wherein the one or more short-chaindiols used to form the polyester comprise 1,2-propylene glycol.